- WTW (New York, NY)
- …and deliver renewal to clients + Ensures Group policy requirements (legal, regulatory & compliance ) are met **Qualifications** **Education and Qualifications:** ... Date of Graduation between May 2025 - May 2026 + Preferred Majors: Risk Management, Business, Finance , Economics, Accounting, Liberal Arts **Competencies:** +… more
- TD Bank (New York, NY)
- …controls to mitigate LRR risk ) across TD. Reporting to the Head of Compliance , Regulatory Inventory and Regulatory Change, the Senior Manager is ... a mission to build a more resilient and scalable compliance risk management function. As part of...end, the incumbent will work with Oversight Functions (designated Regulatory Compliance Management accountability for areas of… more
- Citigroup (New York, NY)
- …teams and global functions, including Legal, Risk , Operations and Technology, and Finance to prevent and detect non- compliance issues and promote a culture ... Serves as a function/business/product compliance risk officer as a **Senior...+ Advising ICRM and function/business/product management and personnel on regulatory and compliance issues and provide credible… more
- Citigroup (Tampa, FL)
- …procedures, and processes for Citi's Electronic Communications Program (ECP) for prevention of regulatory violations and compliance risk management. Support ... field and 2 years of experience as a Compliance Product Senior Analyst, Compliance Risk Management Senior Analyst, Regulatory Compliance Quality… more
- GE Vernova (New York, NY)
- …GE Vernova's Ethics & Compliance Team is seeking an experienced regulatory compliance professional that will partner with GE Vernova's Financial Services ... maintain controls designed to prevent, detect and respond to compliance risk connected to FS' project development...and subject matter experts in the delivery of robust compliance program for commercial energy finance transactions,… more
- Berkshire Bank (Boston, MA)
- …industries ensuring compliance with regulations. + Comprehensive understanding of operational risk , investment risk , regulatory risk , and related ... state guidelines, and the Investment Advisers Act of 1940Maintain Regulatory Compliance Calendar. Attend corporate compliance...+ Comprehensive understanding of operational risk , investment risk , and regulatory risk . +… more
- TD Bank (Charlotte, NC)
- …preferred.** + **Familiarity with regulatory expectations tied to enterprise compliance programs, governance, and risk frameworks.** + **Experience with ... a mission to build a more resilient and scalable compliance risk management function. As part of...direct reports; and assumes responsibility to minimize operational and regulatory risk by complying with Bank Code… more
- Heritage Financial Credit Union (Middletown, NY)
- …in lending compliance and thrive on driving meaningful change in risk oversight, CMS effectiveness, and overall regulatory performance? Are you ready ... lives of our members and our community. POSITION PURPOSE Regulatory Compliance is responsible for developing and... laws and regulations. + Facilitate completion of Consumer Compliance Risk Assessment + Work with department… more
- CIBC (Chicago, IL)
- …Appetite Statement, US Compliance works to identify, assess, manage and mitigate regulatory compliance risk to protect CIBC's reputation and brand, while ... 40 **Skills** Compliance Reporting, Compliance Testing, Decision Making, Regulatory Compliance , Risk Assessments, Strategic Advice At CIBC, we… more
- Corewell Health (Grand Rapids, MI)
- …management and board governance, offering guidance and practical solutions to complex regulatory compliance challenges . As Corewell Health's Chief Privacy ... and operational management as well as legal, internal audit, risk management , finance and Human Resources...of Directors (primarily via the CRC) to effectively incorporate regulatory compliance within the culture, operations and… more