- Weyerhaeuser (Vancouver, WA)
- …and analyze federal and state energy legislation and regulations to identify new or potential compliance risks * Regulatory Compliance * Serve as the ... Regulatory Compliance Manager * Manage Weyerhaeuser's compliance program with analysis of activities and guidelines to ensure compliance with policy,… more
- SMBC (Jersey City, NJ)
- …in Banking or Financial Services industry + 7+ years of experience in an Operational Risk or Compliance Risk role **Education:** + Required: BA/BS + ... services, including banking, leasing, securities, credit cards, and consumer finance . The Group has more than 130 offices and...Officer function plays a critical role in strengthening the Compliance function's risk and control environment by… more
- American Express (Phoenix, AZ)
- …Ensure that all compliance efforts align with corporate objectives and policies. ** Regulatory Compliance and Risk Assessment** + Conduct an impact ... Support ongoing monitoring of risk standards and programs to drive compliance with legal, regulatory , and Corporate Policy requirements. **Global Legal… more
- UMB Bank (Raleigh, NC)
- …of corporations. This team provides timely, accurate, and seasoned judgment related to regulatory compliance risk , suggests strategies for mitigating risk ... requirements. + You will review business partner's third-party risk assessments for regulatory compliance ...a Bachelor's degree or equivalent work experience in Accounting, Finance or Business Administration + You have at least… more
- Raymond James Financial, Inc. (New York, NY)
- …across senior business units. + Strategic planning, risk management, and regulatory analysis. + Compliance investigations and issue resolution. + Effective ... for the Capital Markets division. This role requires significant industry expertise, regulatory acumen, and leadership skills to manage compliance functions,… more
- UMB Bank (Kansas City, MO)
- …of corporations. This team provides timely, accurate, and seasoned judgment related to regulatory compliance risk , suggests strategies for mitigating risk ... regulatory requirements. You will identify and communicate compliance deficiencies and potential issues to Corporate Risk...or Business Administration (w/ strong emphasis in Accounting or Finance ) or 2 years compliance , audit or… more
- CIBC (New York, NY)
- …risk assessments of US regulatory requirement group topics to determine risk ratings under CIBC's Regulatory Compliance Management framework; + Assist ... Requirements, Data Research, Decision Making, Process Improvements, Quality Assurance (QA), Regulatory Compliance , Risk Assessments, Strategic Objectives At… more
- TD Bank (New York, NY)
- …expertise on regulatory requirements and assisting business units to manage their regulatory risk . **Responsibilities:** + Provide day to day advice to the ... regulatory framework supporting businesses such as Global Trade Finance and Payments & Corporate Cash Management\. Such advice...and Controls are mapped to the Business + Conduct compliance risk assessments to ensure effective business… more
- University of Rochester (Rochester, NY)
- …design and manage effective compliance programs, audits, investigations, and risk assessments in government contracting. + Regulatory Knowledge: Proven ... to ensure compliance with federal, state, and institutional guidelines. + ** Regulatory Compliance ** : Ensure strict adherence to the Federal Acquisition… more
- GCI Communication Corp (Denver, CO)
- …accounting compliance activities. + Perform ongoing (at least annual) risk assessment and control rationalization to monitor ongoing changes in business and ... GCI's Principal Compliance & Controls Transformation will c hampion ...Business (GCI B), Business to Consumer (GCI C), Accounting, Finance , and Application Technology departments as part of the… more