- Aston Carter (Poway, CA)
- …audits and preparing for government reviews. + Ability to research and interpret regulatory compliance matters, including FAR and DFARS. + Strong communication, ... Compliance Manager, you will be part of the Risk & Control Assurance department, leading a team to...performance reviews. Essential Skills + Bachelor's degree in accounting, finance , or a related discipline with eleven or more… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …assess privacy-related risk with business partners to identify and address privacy-related compliance gaps or areas of privacy risk in support of business ... Planning and scheduling work to meet regulatory organizational and regulatory requirements. + Identifying and applying appropriate compliance monitoring… more
- Huntington National Bank (Columbus, OH)
- Description The Huntington Capital Markets Enterprise Compliance Risk Director Senior will play a critical role in the execution and implementation of the ... compliance with a focus on Investment Banking, Public Finance , M&A as well as Sales and Trading activities.... Program standards within the Enterprise Framework and stated Risk Appetite. + Facilitate regulatory change management… more
- Galileo Financial Technologies, LLC (Sandy, UT)
- …its industry with superior fraud detection, security, decision-making analytics and regulatory compliance functionality combined with customized, responsive and ... ACH, Wires, RTP, FedNow, OCT & AFT. Key Responsibilities Compliance & Risk Management + Serve as...Compliance Teams to evaluate new payment initiatives for regulatory soundness. Operations & Implementations + Manage the implementation… more
- Oshkosh Corporation (Ogden, UT)
- …contract terms with regulatory and corporate requirements, working with legal, finance , and project management teams. Risk Management + Identify and mitigate ... These duties are not meant to be all-inclusive. Additional responsibilities may be assigned. Regulatory Compliance + Ensure compliance with FAR, DFARS, CAS,… more
- ADP (Augusta, GA)
- …OFAC, AML, FinCEN, NACHA, Sarbanes Oxley, SSAE16, money transmitter licensing. Provide compliance and risk integration expertise for product changes, acquisition ... timely and accurately in order to maintain process and compliance to all regulatory and reporting entities....experience with a Major Area of Concentration in Business, finance , customer service, compliance + 1 -… more
- CIBC (New York, NY)
- …40 **Skills** Compliance Reporting, Compliance Testing, Decision Making, Regulatory Compliance , Risk Assessments, Strategic Advice At CIBC, we ... designed to evaluate the design and effectiveness of business controls in meeting regulatory compliance . This position primarily supports the US Capital Markets… more
- Google (Los Angeles, CA)
- …Technology, Engineering or equivalent practical experience. + 15 years of experience in legal, risk , compliance or audit. + 5 years of experience in Audit or ... professional certifications (CIA, CISA, CMA, CA/CPA, etc.). + Experience with compliance assurance in large, tech-driven organizations, performing risk … more
- Santander US (Dallas, TX)
- …of consumer compliance requirements. You will gain direct knowledge of regulatory obligations, risk management practices, and compliance related ... -related information to create deliverables and establish necessary recommendations on compliance matters such as, Training, Regulatory Change Management,… more
- Robert Half Finance & Accounting (Wayne, PA)
- …management strategies. Primary Duties . Research regulations and policies . Manage compliance regulatory requests . General ledger accountant reconciliation . ... of navigating compliance tools and methods using technical accounting while performing risk management. Duties for this Audit & Compliance Manager are but… more