- WMCHealth (Valhalla, NY)
- … Program, specifically the WMC Advanced Physician Services, by monitoring compliance with internal and external regulatory standards. Responsibilities include ... in the development and implementation of the Annual Corporate Compliance Work Plan based on an internal risk...minimum of 3 to 5 years of experience in compliance or regulatory management in a large… more
- WMCHealth (Poughkeepsie, NY)
- …of Westchester Medical Center Health Network Compliance Program by monitoring compliance with internal and external regulatory standards for Mid Hudson and ... in the development and implementation of the Annual Corporate Compliance Work Plan based on an internal risk...minimum of 3 to 5 years of experience in compliance or regulatory management in a large… more
- SMBC (White Plains, NY)
- …and executing of monitoring and testing engagements to validate the efficacy of regulatory compliance internal controls. This role will primarily support the ... laws and regulations, Additionally, a familiarity of the US regulatory environment, risk identification / mitigation, and...Experience + CRCM Certification (A Plus) + Has a Compliance Testing, Bank Regulatory or Internal Audit… more
- Robert Half Finance & Accounting (King Of Prussia, PA)
- … management strategies. Primary Duties . Research regulations and policies . Manage compliance regulatory requests . Assist with the internal and external audit ... provide audit support, identify risk by performing risk assessments, prepare SOX compliance status updates,...Analyst will have a Bachelors degree in Accounting or Finance . Other requirements for the Sr. SOX Compliance… more
- OceanFirst Bank (Philadelphia, PA)
- …to identify, plan and execute appropriate strategies to achieve required evolution of compliance risk management practices in connection with Bank growth and/or ... of performance management. + Ability to operate a Governance, Risk , and Compliance (GRC) tool and similar...business curriculum. + 8+ years progressively responsible for Consumer Compliance and Regulatory Compliance experience,… more
- Ralliant (Chandler, AZ)
- …**Key Responsibilities:** 1. **SOX Compliance :** 2. Lead the annual SOX compliance process including risk assessments, control design, and testing. 3. ... documentation. 17. Facilitate the resolution of audit findings and recommendations. 18. ** Compliance :** 19. Ensure compliance with regulatory requirements,… more
- M&T Bank (Buffalo, NY)
- …and experience. Other Responsibilities + Adhere to applicable compliance /operational risk controls in accordance with Company or regulatory standards and ... Wealth Advisory, Institutional Client Services, or support functions such as Treasury, Finance , Compliance , Technology, Operations, Risk Management, or… more
- Baylor Scott & White Health (Dallas, TX)
- …anticipates, responds and reacts to changes and developments in laws or the regulatory environment that might affect BSWH compliance and implements necessary ... business unit as well as executive leadership, operations, legal, risk management, finance , and Information Security to... Compliance system for BSWH. - Ensures the compliance program meets all applicable regulatory requirements… more
- Robert Half Technology (Dallas, TX)
- …and maintaining training programs to enhance awareness of compliance and IT risk topics. * Monitor industry trends and regulatory updates to ensure the ... our organization's technology systems comply with internal policies and regulatory standards. In this role, you will play a...and IT risks. * Develop and deliver reports on compliance status and IT risk management activities.… more
- Flatirons Bank (Boulder, CO)
- … training based upon their roles and responsibilities + Maintain the Bank's Compliance Risk Assessment to ensure that all applicable regulations are ... is a critical part of the Bank's operations and risk management function. This position requires the Officer to...Successful completion and implementation of special projects relating to compliance . Regulatory + Serve as the Bank's… more