- M&T Bank (Buffalo, NY)
- …and experience. Other Responsibilities + Adhere to applicable compliance /operational risk controls in accordance with Company or regulatory standards and ... Wealth Advisory, Institutional Client Services, or support functions such as Treasury, Finance , Compliance , Technology, Operations, Risk Management, or… more
- Baylor Scott & White Health (Dallas, TX)
- …anticipates, responds and reacts to changes and developments in laws or the regulatory environment that might affect BSWH compliance and implements necessary ... business unit as well as executive leadership, operations, legal, risk management, finance , and Information Security to... Compliance system for BSWH. - Ensures the compliance program meets all applicable regulatory requirements… more
- Robert Half Technology (Dallas, TX)
- …and maintaining training programs to enhance awareness of compliance and IT risk topics. * Monitor industry trends and regulatory updates to ensure the ... our organization's technology systems comply with internal policies and regulatory standards. In this role, you will play a...and IT risks. * Develop and deliver reports on compliance status and IT risk management activities.… more
- Flatirons Bank (Boulder, CO)
- … training based upon their roles and responsibilities + Maintain the Bank's Compliance Risk Assessment to ensure that all applicable regulations are ... is a critical part of the Bank's operations and risk management function. This position requires the Officer to...Successful completion and implementation of special projects relating to compliance . Regulatory + Serve as the Bank's… more
- Zurich NA (New York, NY)
- …Canadian operations. You'll work closely with business leaders to identify and manage compliance risks, ensure regulatory obligations are met, and help foster a ... requirements. + You will advise the business on regulatory obligations, customer conduct risks, and compliance ...+ You will bring 5-8 years of experience in compliance , legal, or risk roles within insurance… more
- Aflac (New York, NY)
- …with investment advisory staff along with internal departments such as Operations, Risk , Legal, Information Technology, Finance , Human Resources, and Data ... and business initiatives. + Work to manage and limit regulatory and reputational risk of Aflac and...daily review and monitoring of pre-trade and batch portfolio compliance alerts with respect to regulatory and… more
- Sierra Nevada Company, LLC (Sparks, NV)
- …role requires a balanced blend of responsibilities related to supply chain risk management, contract compliance , and general cybersecurity advisory. As SNC's ... and vendors. + Monitor supplier and vendor cybersecurity performance to ensure compliance with contractual obligations and regulatory standards. + Contribute to… more
- Aegon Asset Management (Cedar Rapids, IA)
- Job Family Regulatory Compliance About Us At Transamerica, hard work, innovative thinking, and personal accountability are qualities we honor and reward. We ... These are supported by Transamerica Corporate , which includes Finance , People and Places, General Counsel, Risk ,...services and products and provide ongoing guidance to ensure compliance with regulatory and statutory requirements. +… more
- PVH Corp. (New York, NY)
- …over tax processes. + Expertise in addressing external auditor inquiries, compliance with regulatory requirements, and ensuring audit readiness/transparency. + ... the Role:** The Vice President of Global Tax Reporting, Compliance and Controversy will partner with the Senior Vice...all areas of tax planning, transfer pricing, M&A, and finance transformation initiatives to drive strategic tax value across… more
- Dialysis Clinic, Inc. (Nashville, TN)
- …compliance -related policies. + Partners with other compliance teammates, regulatory attorneys, business attorneys, IT, finance , accounting, and business ... and practices. This role will focus on the annual compliance risk assessment, auditing and monitoring plan,...compliance auditing plan. + Monitors changes in relevant regulatory areas to assess compliance program gaps.… more