- Citigroup (Tampa, FL)
- …of New York law. The attorney will also work with Citi control functions such as Regulatory , Compliance , Risk , Finance and Tax on issues affecting the ... attorney based in NAM who will support the Global Trade Supply Chain Finance and Trade/Working Capital Loans businesses. The attorney will advise business units… more
- CyrusOne (Dallas, TX)
- … Finance , Implementations, Operations, and Customer Success to proactively manage compliance , mitigate risk , and ensure a best-in-class customer experience. ... in operational impact, legal disputes, or customer dissatisfaction. + Provide regular compliance reporting and risk assessments to senior leadership, including… more
- American Express (Sandy, UT)
- …Global Sanctions Team as needed **Minimum Qualifications** + Bachelor's degree in business, Finance , Risk Management, Data Analytics, or a related field. + ... CGSS preferred. + 3 years of experience in sanctions compliance , financial crime compliance , or risk...+ Prior experience in sanctions, PEP, or financial crimes compliance + Familiarity with international regulatory environments… more
- TD Bank (New York, NY)
- …on regulatory requirements and assisting business units to manage their regulatory risk . **Key Responsibilities** + Manage the day to day operations ... United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $180,000 - $225,000 USD TD is...+ Strong knowledge of SEC, FINRA and other relevant regulatory requirements. + Strong Knowledge of operations, finance… more
- Capital One (Mclean, VA)
- …a testing or audit function within commercial and/or retail banking + Certified Risk Professional, Certified Regulatory Compliance Manager certification, or ... and CFTC swap dealer), Corporate Functions (eg, Human Resources, Finance -Corporate Treasury) and AML Program (1st and 2nd line...or military experience + At least 10 years of risk , compliance , audit or legal experience within… more
- V2X (Reston, VA)
- …required. + Training, Documentation & Collaboration: + Ensure ERP aligns with enterprise risk frameworks. + Identify, track, and remediate compliance risks or ... equivalent work experience; At least (3) years' years of experience in technical compliance , audit, or risk management; or equivalent combination of education… more
- Robert Half Finance & Accounting (Pearl City, HI)
- …corrective actions. * Maintain detailed records of compliance activities, including risk assessments and regulatory updates. * Provide training and guidance ... of this on-site role with a great team. Responsibilities: * Monitor and enforce compliance with Federal and State laws, ensuring regulatory requirements are met.… more
- Southern Company (Birmingham, AL)
- …achieve compliance requirements, developing processes and procedures to minimize compliance risk , and responding to Regional Transmission Organization (RTO) ... market compliance matters (including status, any associated compliance risk , and identified actions to achieve...Knowledge of or experience with federal and state legislative, regulatory , and administrative policy making and compliance … more
- Wolters Kluwer (Wilmington, DE)
- …the Products to prepare for potential audits and legal or regulatory requirements related to compliance . **Third-Party Assurance Management Responsibilities:** ... * Develop an assessment schedule that aligns with business needs and regulatory requirements. * Provides the Director of Compliance and Assurance… more
- Coinbase (Providence, RI)
- … Compliance team is essential in ensuring that our global CX Compliance Operations function efficiently, comply with regulatory requirements, and consistently ... services, crypto, or the tech industry, with a focus on TMS/EDD compliance investigations, or regulatory matters. * Strong interpersonal, analytical, and… more