- TD Bank (New York, NY)
- …+ Ensures colleagues are knowledgeable; and assumes responsibility to minimize operational and regulatory risk by complying with Bank and industry Code of ... one or more areas of expertise + Anticipates emerging business trends and regulatory / risk issues as a basis for recommending large-scale product, technical,… more
- Motion Recruitment Partners (Austin, TX)
- …policy. Applicants need to make their needs known in advance. **Posted by:** Kevin Gabrielson **Specialization:** + GRC - Governance Risk and Compliance ... Compliance Manager - Financial Industry Austin, Texas **Hybrid**...spearhead critical technology efforts and streamline processes that support regulatory readiness, standardization, and continuous improvement. Responsibilities + Lead… more
- Lowe's (Mooresville, NC)
- …use tax audits, as well as real property tax appeals, while ensuring full compliance with federal, state, and local tax regulations. This role plays a pivotal part ... a high-performing, collaborative team environment that supports the company's financial and compliance goals. **What you will do** + Regularly engage with government… more
- MUFG (Tampa, FL)
- …critical information are reviewed for operational feasibility, optimal execution mechanics, regulatory requirements and mitigation of operational risk . The team ... multiple departments, making it an ideal steppingstone for a career in finance , audit, compliance , or operations management. + **Enterprise Services Analyst:… more
- Bank OZK (Little Rock, AR)
- Job Purpose & Scope Conducts compliance audits to assess design adequacy and operational effectiveness of controls surrounding the Bank's Bank Secrecy Act/Anti-Money ... Essential Job Functions + Performs more complex audit tasks related to BSA/AML/OFAC compliance audits of the Bank, its systems, applications and branches. + Works… more
- Scotiabank (Dallas, TX)
- …to and effectiveness of day-to-day business controls to meet obligations with respect to operational risk , regulatory compliance risk , AML/ATF risk ... not limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk Management Framework, AML/ATF Global Handbook… more
- Charles Schwab (Lone Tree, CO)
- …supporting enterprises including Marketing, Strategy and Administration, Corporate Affairs, Finance , Human Resources, First Line Risk Management, Corporate ... helping us "challenge the status quo" and transform the finance industry together. The Internal Audit Department (IAD) of...risks are identified and appropriately reported by management and risk functions to the Board and Executive Management, to… more
- TD Bank (New York, NY)
- …overseeing global technology teams, managing critical systems, and ensuring alignment with finance and risk management priorities. The incumbent will drive the ... automation of finance workflows. . Partner with Finance , Risk , Operations, and Business stakeholders to...reconciliation engines, and controls for trading and valuation data. ** Finance and Regulatory Technology:** . Oversee platforms… more
- Parker Hannifin Corporation (Cleveland, OH)
- …Own the enterprise-wide IT vendor risk management framework, including cybersecurity risk assessments, regulatory compliance (SOC, GDPR, etc), and ... for vendor strategy, governance, contract lifecycle management, vendor performance, risk mitigation, compliance , and outsourced services oversight. Reporting… more
- City National Bank (Los Angeles, CA)
- …controls for Capital Markets' offerings. * Participate in execution of essential risk program functions, including Compliance Risk Assessments, Key ... Act as the business teams' liaison for business line risk management, compliance activities, legal engagement, and...to financial services * Minimum 5 years of auditing, risk , control or finance consulting experience *… more