- Wells Fargo (Los Angeles, CA)
- …all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to… more
- Coinbase (Charlotte, NC)
- …in Internal Audit, External Audit, ICFR/SOX Compliance , SOC Reporting, IT Audit, Finance , Risk Management, or related fields, with a significant portion in a ... Audit is to objectively evaluate and audit the effectiveness of governance, compliance , risk management, and control process. The in-house Coinbase Internal… more
- Wells Fargo (Charlotte, NC)
- …all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to… more
- JPMorgan Chase (Brooklyn, NY)
- …covers issues management, regulatory watch areas and areas of elevated residual risk . + Complete the quarterly Compliance and Operational Risk Summary ... evaluation of controls, and sustainable solutions to mitigate operational risk . As a Senior Associate within Finance ...to provide a quarterly CORS executive summary. + Manage compliance with applicable policies, standards, and regulatory … more
- Citigroup (Irving, TX)
- …data quality for datasets across the firm in support of management reporting, risk management, and regulatory compliance , including direction and insight ... Risk Partnership:** + Partner with internal audit, compliance , finance , and risk management...management functions to validate data governance controls and evidence regulatory compliance . + **Team & Capability Development:**… more
- M&T Bank (New York, NY)
- …are met + Work with multiple stakeholders across Treasury, Compliance , Finance , Legal, Operations, Secondary Mortgage, Audit, Risk to achieve business unit ... related to the specific portfolio disciplines above + Ensures compliance with all policies, guidelines, and regulatory ...and terminations + Understand and adhere to the Company's risk and regulatory standards, policies and controls… more
- American Express (New York, NY)
- …Audit) line of defenses, Technology, and Regulatory Reporting teams to ensure compliance with data risk policies. + Support or lead various audits, reviews, ... is responsible for overall data governance and management related compliance with various policies for Finance . ...risk mitigation. + Knowledge of AXP Financial and Regulatory reporting is strongly preferred + Proven record of… more
- City National Bank (New York, NY)
- …applicable risks (eg transactional, operational, credit, counterparty, market, regulatory , compliance ), self-identification of process/policy/product gaps and ... business management, underwriting, back and middle office operations, credit administration, risk , legal, and compliance . * Leadership and corporate behaviors:… more
- Truist (Charlotte, NC)
- …in a timely manner. Adhere to risk policies, procedures, and regulatory requirements. Promulgate firm-wide compliance with the requirements of Regulation W, ... while appropriately reflecting Truist's financial position and results of operations in compliance with GAAP and regulatory requirements. Coordinate efforts to… more
- Robert Half Technology (Tustin, CA)
- … risk management. + Expertise in IT general controls, cybersecurity frameworks, and regulatory compliance . + Proven ability to manage audits and compliance ... Half Technology is seeking an experienced IT Audit and Compliance Manager to lead our IT audit, risk...audit findings. Compliance & Governance + Maintain compliance with key regulatory frameworks, including SOX,… more