- General Atomics (Poway, CA)
- …preparing for government reviews. + Must have the ability to research and interpret regulatory compliance matters, including FAR and DFARS. + An MBA in ... updates to the company's processes and procedures, proactively identifying areas of risk or potential compliance issues, and recommending strategies or solutions… more
- Wells Fargo (Charlotte, NC)
- …all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... are long-term, large scale, and require consideration of global market dynamics, trends, regulatory impact, and risk management + Provide vision, direction and… more
- Scotiabank (New York, NY)
- …to and effectiveness of day-to-day business controls to meet obligations with respect to operational risk , regulatory compliance risk , AML/ATF risk ... not limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk Management Framework, AML/ATF Global Handbook… more
- Charles Schwab (Westlake, TX)
- …+ Build out and lead a highly skilled team in upholding regulatory requirements while implementing and maintaining appropriate risk -based procedures for ... Digital Assets Deputy BSA/AML Officer** Our Opportunity: Financial Crimes Risk Management (FCRM) is a part of Charles Schwab...BSA/AML at key meetings with business partners and relevant regulatory agencies. The following are highlights of the key… more
- Amalgamated Bank (New York, NY)
- …data analytics, machine learning, or AI environments. + Strong background in IT risk , data governance, and regulatory compliance . + Demonstrated experience ... data and AI. + Represent the audit function in senior management meetings, risk committees, and external regulatory interactions when relevant. + Influence… more
- Robert Half Finance & Accounting (Overland Park, KS)
- …candidate will possess a strong background in commercial underwriting, expertise in regulatory compliance within commercial lending, and proven experience in ... to work effectively across multiple departments. * Solid understanding of regulatory compliance requirements in commercial lending. * Demonstrated experience… more
- JPMorgan Chase (Jersey City, NJ)
- …control environments, including product approvals, renewals, and cross-functional collaboration with Risk , Legal, and Compliance teams + Ensures that products ... have obtained the necessary regulatory , control, and compliance approvals prior to...for the product, such as cost, features and functionality, risk posture, and reliability + Liaises with Finance… more
- Wells Fargo (Charlotte, NC)
- …all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... + Ensure business-specific compensation practices comply with internal policies, regulatory requirements, and risk management standards. + Communicate… more
- Wells Fargo (New York, NY)
- …all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... procedures, and compliance requirements related to model risk management and regulatory standards. + Contribute...+ PhD degree or equivalent in computer science, computational finance or mathematics **Job Expectations:** + Ability to work… more
- Scotiabank (New York, NY)
- …to and effectiveness of day-to-day business controls to meet obligations with respect to operational risk , regulatory compliance risk , AML/ATF risk ... partners, in conjunction with our key stakeholders (incl. Sales, Risk , AML, Compliance , Finance , Treasury,...responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk Management Framework,… more