- Wells Fargo (Chicago, IL)
- …all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... and Independent Risk Management + Experience underwriting transactions in Inventory Finance , Asset-Based Lending groups or Commercial Banking + BA degree or… more
- Manulife (Boston, MA)
- …evolving regulatory risks and other factors that might impact Manulife's regulatory risk and compliance landscape. **Required Qualifications:** + ... Regulatory / Compliance , or Operational Risk /Audit experience within large Financial Institutions with a minimum of 8 years' experience. + University… more
- SMBC (New York, NY)
- …to changing market conditions. + In-depth knowledge of all elements of credit risk and thorough knowledge of legal/ compliance considerations for non-bank loan ... including fintech companies (including capital structure, funding and liquidity risk , profitability drivers, market landscape, and regulatory requirements).… more
- PSEG Long Island (Hicksville, NY)
- …+ MBA or advanced management training. + Experience in Utility Operations; Compliance with Sarbanes-Oxley. + Familiar with regulatory frameworks and capital ... plan, which exceeds $600 million annually. This Manager will provide financial risk assessment within all Portfolio investment decisions along with operational and… more
- City of Norfolk, Virginia (Norfolk, VA)
- …Annually Location Norfolk, VA Job Type Unclassified Job Number 12890 Department Finance Division Director's Office Opening Date 09/08/2025 Closing Date Continuous + ... Description + Benefits + Questions Description The Department of Finance plays a pivotal role in supporting the City...functions. From financial reporting and payroll to procurement and risk management, we work collaboratively to ensure the fiscal… more
- Elior North America (Houston, TX)
- …effectively. + Establish and update tax policies and internal controls to mitigate compliance risk . _Collaboration & Process Improvement_ + Partner with ... while also identifying opportunities to optimize our tax strategy and minimize risk . You'll collaborate across Finance , Accounting, and Operations, and work… more
- Wells Fargo (New York, NY)
- …all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... individual will collaborate with relevant groups supporting the Equity division (ie Finance , Operations, Compliance , Internal Audit, Business Control, and Legal)… more
- Fifth Third Bank, NA (Grand Rapids, MI)
- …partners across Business Controls, IT, Legal, Compliance , Product, Operations Support, Risk , and Finance , as well as external vendors and stakeholders. + ... quality assurance, while ensuring compliance and operational excellence. + Regulatory Compliance Monitoring: Monitors regulatory developments and ensures… more
- Toyota (Plano, TX)
- …for** The ideal candidate will have deep experience in financial services, third-party risk , and a working knowledge of regulatory requirements such as OCC, ... lifecycle tracking, SLAs, and performance metrics for critical and high- risk vendors. + Support audits and regulatory ...and tools. **What you bring** + Bachelor's degree in Finance , Risk Management, Business, or a related… more
- Citigroup (New York, NY)
- …Receipt programs (eg, ADRs, GDRs), including program structure, lifecycle management, regulatory compliance (eg, SEC filing requirements), and market dynamics. ... + Collaborate with internal teams (operations, legal, compliance , finance , sales, marketing) to ensure seamless...splits, rights issues) as they pertain to DRs. **2. Regulatory and Compliance Landscape** + **SEC Regulations:**… more