- Capital One (New York, NY)
- …Portfolio & Loan Management (UWPLM) team is an integral part of Community Finance that is responsible for the risk assessment, evaluation, management, and ... lives. Our teams include Communications, Community Impact and Investment, Community Finance , CRA Strategy and Program Management, the Government and Political… more
- Allied Universal (Conshohocken, PA)
- …performance of regular risk assessments to identify key areas of SOX compliance risk and develop strategies to mitigate these risks effectively + Identify ... establishing, managing, and maintaining all aspects of the SOX compliance program to ensure adherence to regulatory ...4 + Minimum of three (3) years of progressive finance , internal audit, and/or risk experience +… more
- Jet Aviation (CA)
- …orientation within the payroll team, upholding employee trust and organizational reputation. Risk Management and Compliance + Serve as the enterprise lead ... as internal policies. + Develop and enforce controls to safeguard employee data, ensure compliance , and mitigate risk across all programs and systems. + Lead… more
- Banco Popular Puerto Rico (San Juan, PR)
- …JD/MBA) are highly valued. Experience + At least 2 years of experience in regulatory compliance , legal risk management, or quantitative analysis is ... crimes monitoring. + Draft detailed technical and regulatory reports on model risk , ensuring compliance with frameworks such as SR 11-7, OCC 2011-12, and… more
- University of Washington (Seattle, WA)
- …academic units at the Department and School or College levels to promote regulatory compliance , while providing service to researchers and supporting their ... to anticipate and respond to the rapidly changing federal regulatory climate with its increased emphasis on compliance...with Regulations, Policies and Laws 40%** Work to minimize compliance risk related to research security by… more
- Wells Fargo (Columbus, OH)
- …all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... CD or Savings offerings. + Analyze customer needs, market dynamics, trends, regulatory requirements, and risk management to inform product, solution, and… more
- Wells Fargo (Charlotte, NC)
- …all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... clients by using the Wells Fargo balance sheet to finance our clients' day-to-day corporate activities as well as...on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly… more
- Bank of America (Charlotte, NC)
- …+ Create sophisticated, value-added analytic systems that support business operations, risk management, operational excellence, regulatory compliance , and ... has an opportunity for a **Senior** **Quantitative Finance Analyst / Quantitative Finance Manager** within our Global Risk Analytics (GRA) function. GRA is a… more
- Charles Schwab (Chicago, IL)
- …will be responsible for leading Schwab Asset Management's (SAM) credit risk management function through identifying, modeling, measuring, and monitoring municipal ... portfolio risks. The Managing Director will lead teams responsible for developing credit risk policies, models and utilizing tools to measure credit risk … more
- Capital One (Mclean, VA)
- …lives. Our teams include Communications, Community Impact and Investment, Community Finance , CRA Strategy and Program Management, the Government and Political ... Affairs Group, Regulatory Relations, and Strategy and Engagement. Through our teams,...consider being part of this very special team. **Community Finance Team** Community Finance 's commitment to impact… more