- CVS Health (Hartford, CT)
- …and IT stakeholders, manages relationships with external auditors, and ensures compliance with regulatory standards and industry best practices. Additionally, ... to evaluating and improving, as appropriate, the effectiveness of internal controls, risk management, compliance and governance processes + Provide strategic and… more
- SMBC (New York, NY)
- …engagements align with organizational objectives and meet established standards for performance, compliance , and risk management. A key responsibility of this ... services, including banking, leasing, securities, credit cards, and consumer finance . The Group has more than 130 offices and...+ Coordinate the onboarding process for new vendors, including risk assessments, and compliance reviews. + Ensure… more
- SMBC (Charlotte, NC)
- …qualified individual as a Model Validation Analyst that will report to the Compliance Model Validation Manager, in the Risk Management Department, Americas ... services, including banking, leasing, securities, credit cards, and consumer finance . The Group has more than 130 offices and...standardize validation processes + Support audits and examinations for compliance and fraud risk models + Maintain… more
- Houston Methodist (Baytown, TX)
- …infection control, performance improvement, quality issues, external reporting, and regulatory compliance . This position regularly collaborates with medical ... goal achievements, contemporary state of the art practices, and regulatory compliance . + Oversees leadership of RCA,...+ Other nationally recognized certification in quality, patient safety, regulatory , risk , or related area **LICENSES AND… more
- MUFG (New York, NY)
- …up and distribution + Maintain close working relationships with Front Office, Operations, Risk , Audit, Compliance and Regulatory departments to ensure needs ... the department and related activities; + Ensure adherence to Finance Policies and Procedures and that said documents are...are met. **Controls & Compliance ** + Ensure compliance with the Firm's internal risk and… more
- MUFG (New York, NY)
- …with regard to exposure on both a transaction and group level + Ensure compliance with policy and regulatory requirements **Skills & Experience:** + Bachelor's ... and private corporate borrowers, with a particular emphasis on structured finance transactions, including those backed by insurance and insurance-linked securities.… more
- AON (Charleston, SC)
- …will work closely with a broader team of professionals ensuring all the compliance , finance and accounting requirements are met. The following requirements are ... statements for a portfolio of diverse accounts + Preparing regulatory filings and premium tax returns + Preparing supporting...with a broader team of professionals ensuring all the compliance , finance and accounting requirements are met.… more
- SMBC (Charlotte, NC)
- … of post-trade processing systems across settlements, confirmations, collateral management, regulatory reporting, and risk . The ideal candidate combines deep ... supporting Fixed Income trading. + Partner with Technology, Operations, Risk , and Compliance to align QA with...Compliance to align QA with business priorities and regulatory requirements. + Build and manage a high-performing QE… more
- ALBEMARLE (Charlotte, NC)
- …+ Develop and maintain deal process best practices, transaction checklists, and risk mitigation strategies in partnership with Finance , Tax, and other ... business issues during all stages of deals and integration. Regulatory and Compliance Management: + Serve as...M&A and JVs. + Strong background in corporate governance, compliance , and risk management practices. + Exceptional… more
- Citigroup (New York, NY)
- …preferred. + **Experience** : Minimum of 10 years of experience in governance, risk , and compliance roles, with a significant portion dedicated to managing ... and seek guidance from the CIO for Functions and Finance , and the Chief Accounting Officer. + Bi-weekly engagement...with stakeholders at all levels, including senior management and regulatory bodies. + ** Risk Management Expertise** :… more