- MUFG (New York, NY)
- …with regard to exposure on both a transaction and group level + Ensure compliance with policy and regulatory requirements **Skills & Experience:** + Bachelor's ... and private corporate borrowers, with a particular emphasis on structured finance transactions, including those backed by insurance and insurance-linked securities.… more
- AON (Charleston, SC)
- …will work closely with a broader team of professionals ensuring all the compliance , finance and accounting requirements are met. The following requirements are ... statements for a portfolio of diverse accounts + Preparing regulatory filings and premium tax returns + Preparing supporting...with a broader team of professionals ensuring all the compliance , finance and accounting requirements are met.… more
- SMBC (Charlotte, NC)
- … of post-trade processing systems across settlements, confirmations, collateral management, regulatory reporting, and risk . The ideal candidate combines deep ... supporting Fixed Income trading. + Partner with Technology, Operations, Risk , and Compliance to align QA with...Compliance to align QA with business priorities and regulatory requirements. + Build and manage a high-performing QE… more
- ALBEMARLE (Charlotte, NC)
- …+ Develop and maintain deal process best practices, transaction checklists, and risk mitigation strategies in partnership with Finance , Tax, and other ... business issues during all stages of deals and integration. Regulatory and Compliance Management: + Serve as...M&A and JVs. + Strong background in corporate governance, compliance , and risk management practices. + Exceptional… more
- Citigroup (New York, NY)
- …preferred. + **Experience** : Minimum of 10 years of experience in governance, risk , and compliance roles, with a significant portion dedicated to managing ... and seek guidance from the CIO for Functions and Finance , and the Chief Accounting Officer. + Bi-weekly engagement...with stakeholders at all levels, including senior management and regulatory bodies. + ** Risk Management Expertise** :… more
- Raymond James Financial, Inc. (New York, NY)
- …a minimum of three (3) years of experience in the financial services industry, compliance , or risk management. ~or~ + Any equivalent combination of experience, ... **Essential Duties and Responsibilities** + Executes the risk -based branch exam program in FINRA-registered and non-registered Private Client Group branches across… more
- Leidos (Chantilly, VA)
- …of Government-accountable equipment. + Develop and execute processes for property control and risk mitigation in compliance with regulatory standards (eg, ... and contract negotiation techniques. + Understanding of DFARS, FAR, and other regulatory compliance frameworks. + Ability to manage moderately complex projects… more
- Mizuho Corporate Bank (New York, NY)
- The Americas Compliance Department (ACD) manages compliance risk in the United States for Mizuho Bank Ltd. and its US subsidiary bank, Mizuho Bank (USA) and ... also provides compliance support services to Mizuho Americas LLC, the US...the AML Transaction Monitoring, KYC, and Sanctions procedures against regulatory requirements. In addition to testing in search of… more
- USAA (San Antonio, TX)
- …for the team's model inventory and ensures compliance with USAA model risk policies and regulatory expectations. Influences the future of data science at ... for the team's model inventory and ensures compliance with USAA model risk policies and regulatory expectations. The person will be responsible for… more
- Wells Fargo (Los Angeles, CA)
- …all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those… more