- Bank of America (Charlotte, NC)
- … compliance with financial covenants, confirming the accuracy of risk ratings, and recommending changes as warranted **Required Qualifications:** + Minimum ... Join us! **Job Description:** This job is responsible for performing risk assessment and repayment capacity analysis (ie, financial, borrower, industry, etc.)… more
- LA Care Health Plan (Los Angeles, CA)
- …test objectives. Provides independent evaluations of operational and financial controls, regulatory compliance , policies, and procedures. Prepares work papers, ... Internal Auditor III Job Category: Accounting/ Finance Department: Audit Services Location: Los Angeles, CA, US, 90017 Position Type: Full Time Requisition ID: 12327… more
- CVS Health (Irving, TX)
- …Non-IT), Information Technology Security Team, Risk Management, Privacy Legal Team, Compliance , Internal Audit, Tax, various Finance areas ie IT Finance ... experts from areas such as Legal, Sourcing (both IT and Non-IT), Information Security, Risk Management, Privacy, Tax, various Finance areas ie IT Finance ,… more
- CIBC (Chicago, IL)
- …the engineering team in the development and implementation of innovative solutions for Finance , HR, Legal, Regulatory & Control, Fraud, Infosec etc.. This role ... on enhancing organizational productivity and operational excellence by embedding compliance , innovation, and best practices across internal platforms and processes.… more
- Charles Schwab (Indianapolis, IN)
- …and filing regulatory reports. All investigations must be conducted in compliance with firm policies and applicable regulations. What You Will Do: The Manager ... helping us "challenge the status quo" and transform the finance industry together. **Note: This position is only open...and 1 day from home.** Located within the Fraud Risk Management section of Financial Crimes Risk … more
- HSBC (New York, NY)
- …projects to improve the business platform. Work closely with support partners in Risk , Finance and Operations to ensure business values, strong conduct and ... behaviors are applied in all actions and across all responsibilities. Ensure compliance with regulatory requirements and internal policies by collaborating with… more
- Wells Fargo (West Covina, CA)
- …all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those… more
- BMO Financial Group (San Francisco, CA)
- …are addressed satisfactorily and internal control standards, including adherence to audit, regulatory and compliance policies are met. + Preferred experience in ... Coordinates approvals and execution on de-risking transactions between specialist teams, finance , risk and line of business. + Actively works with specialists as… more
- Santander US (Dallas, TX)
- …the primary point of contact for internal stakeholders including front office, credit risk , legal, compliance , and technology teams. * Escalate and resolve ... standard operating procedures (SOPs) and ensure team adherence to best practices. * Regulatory & Compliance Oversight: * Ensure execution with compliance … more
- Morehouse School Of Medicine (Atlanta, GA)
- …will play a key role in optimizing our financial resources, mitigating risk , and ensuring compliance with financial regulations. Responsibilities: Cash ... including fixed income and short-term investments. + Conduct investment analysis and risk assessments. + Ensure compliance with investment policies and… more