- MetLife (Whippany, NJ)
- …for (a) advising on laws and regulations impacting the investments, derivatives and securities finance activities of MII and MIM, (b) collaborating with our ... structuring and formation of new investment vehicles, and (c) assisting with securities finance transactions, including securities lending, repurchase… more
- JPMorgan Chase (Chicago, IL)
- …control agenda. **Job Responsibilities:** + Lead the Commercial and Investment Bank Finance and Business Management Securities Services Control function. + ... Bank (CIB), a global leader in Global Banking, Markets, Securities Services, and Payments. As a Control Manager, you...Control Management professionals. As a Control Manager within CIB Finance , you will lead efforts to identify risks and… more
- Bank of America (New York, NY)
- …issues and implications on matters of significant impact to the GM's Equity Finance businesses, including Prime Finance , Securities Lending, Clearing and ... house at a financial company + Experience with broker dealer regulations, Prime Finance , ISDA-based OTC equity derivatives, Securities lending and related legal… more
- Raymond James Financial, Inc. (CO)
- …regulatory agencies. + Fundamental investment concepts, practices and procedures used in the securities industry. + Principles of banking and finance and ... uses extensive knowledge and skills obtained through education and experience in securities and/or the banking industry to support the firm's overall efforts to… more
- Raymond James Financial, Inc. (Memphis, TN)
- …regulatory agencies. + Fundamental investment concepts, practices and procedures used in the securities industry. + Principles of banking and finance and ... high level of autonomy, uses advanced knowledge and skills in securities industry regulations obtained through education, experience, specialized training and/or… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …regulatory agencies. * Fundamental investment concepts, practices and procedures used in the securities industry. * Principles of finance and securities ... Skills, and Abilities** **Knowledge of:** * Concepts, practices, and procedures of securities industry compliance reviews. * Rules and regulations of the … more
- Motion Recruitment Partners (Woodbridge, NJ)
- …+ Capital markets + Sense of urgency when building. + Ability to communicate with securities desk. + Ability to understand finance / securities platform. + ... out/ maintenance of new and existing applications for the securities lending desk. + Hands-on developer role focused on...and interacting with senior team members, product owners, and securities desk as need. + Consult on complex initiatives… more
- Raymond James Financial, Inc. (NY)
- …regulatory agencies. + Fundamental investment concepts, practices and procedures used in the securities industry. + Principles of banking and finance and ... skills obtained through education, experience, specialized training and/or certification in securities or banking industry compliance to administer and manage an… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …issues involved with institutional and fiduciary activity * Principles of banking, finance , and securities industry operations * Rules and regulations of ... to ensure fulfillment of contractual obligations; and to adhere to securities industry regulations and core fiduciary principles. Works independently on difficult… more
- Raymond James Financial, Inc. (CO)
- …PATRIOT Act. + Fundamental investment concepts, practices, and procedures used in the securities industry. + Principles of banking and finance and securities ... Under limited supervision, uses specialized knowledge and skills in securities and/or banking industry compliance obtained through experience, specialized training… more