- TD Bank (New York, NY)
- …**Job Description:** **Job Posting Title:** Senior Manager, Product Control - Securities Financing/Prime Services/Prime Brokerage The **Wholesale Banking Finance ... States of America **Hours:** 40 **Line of Business:** TD Securities **Pay Detail:** $200,000 - $225,000 USD TD is...effective. **Job Description** Within Controller & Chief Accountants in Finance , The Product Control Function is a team of… more
- Santander US (New York, NY)
- …new, innovative solutions. Essential Functions/Responsibility Statements:. + Help the growth of the Securities Finance Business in the US especially linked to ... Degree, or equivalent degree and/or work experience, in Business, Finance , Economics, or a related field. + Master's Degree...or a related field. + Master's Degree in Business, Finance , Economics, or a related field. (Preferred) Work Experience:… more
- State of Maine, Bureau of Human Resources (Gardiner, ME)
- …and/or experience in the securities or other financial services industry, securities or other financial services regulation, finance , law, accounting, or ... Senior Compliance Examiner (Senior Securities Examiner) Gardiner , Maine , United States...investors from fraudulent, deceptive and unethical practices in the securities and investment industry and promote healthy capital markets… more
- Shoals Technology Group (Portland, TN)
- … securities law compliance, including reporting and disclosure obligations under federal securities laws. Collaborate with our finance and accounting teams on ... Securities Attorney - Shoals Technologies Group Location: Home...and clean power source for future generations. Overview: The Securities Attorney will be part of the in-house legal… more
- Commonwealth of Pennsylvania (PA)
- Non-Depository and Securities Compliance Examiner 1 Print (https://www.governmentjobs.com/careers/pabureau/jobs/newprint/4933339) Apply Non-Depository and ... Securities Compliance Examiner 1 Salary $50,836.00 - $77,321.00 Annually...degree including or supplemented by nine credits in accounting, finance , economics, or a closely related field;or + An… more
- Raymond James Financial, Inc. (Memphis, TN)
- …**Skills** + General knowledge of managed accounts. + Principles of banking and finance and securities industry operations. + Financial markets and investment ... listening techniques. **Education** Bachelor's: Accounting, Bachelor's: Business Administration, Bachelor's: Finance , High School (HS) (Required) **Work Experience** Manager Experience… more
- Citigroup (New York, NY)
- …with large corporate clients, capital markets products, derivatives, credit, cash management, trade, finance and securities products + Series 7 and 63 preferred ... Experience in the Financial Services industry, specifically within Banking + Degree in Finance or closely related areas of Business Administration + MBA or Master's… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …+ Process improvement analysis and business process management. + Principles of finance and securities industry operations. + Financial markets and products. ... **Education** Bachelor's: Accounting, Bachelor's: Business Administration, Bachelor's: Economics, Bachelor's: Finance **Work Experience** General Experience - 10 to 15… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …Principles, practices, and procedures of general office concepts and those that govern finance and/or securities industry and trust operations. * Operations and ... Human Resources. **Education** Bachelor's: Accounting, Bachelor's: Business Administration, Bachelor's: Finance **Work Experience** General Experience - 4 to 6… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …responsibilities as assigned **Knowledge of** + Basic principles of banking and finance and securities industry operations. + Functional, operational and ... Required:** No **Education** Bachelor's: Business Administration, Bachelor's: Economics, Bachelor's: Finance **Work Experience** General Experience - 4 to 6 months… more