- Raymond James Financial, Inc. (St. Petersburg, FL)
- …and a minimum of three (3) years of experience in Compliance and/or the financial services industry preferred . ~or~ + Any equivalent combination of experience, ... + Rules and regulations of the Securities Exchange Commission (SEC); Financial Industry Regulatory Authority (FINRA); and state securities regulatory agencies;… more
- JPMorgan Chase (Chicago, IL)
- …collaboration. Elevate your career with us and make a significant impact in the financial industry. As an Attorney in the JPMorgan Asset Management legal team, you ... can grow and succeed throughout their careers while working for a first-in-class financial institution doing cutting-edge work. If these values resonate with you, we… more
- Raymond James Financial, Inc. (Denver, CO)
- …rules and regulations as well as prevent potential liability. + Uses financial data and performance indicators to propose and/or assist with establishing control ... + Rules and regulations of the Securities Exchange Commission (SEC); Financial Industry Regulatory Authority (FINRA); and state securities regulatory agencies… more
- M&T Bank (Burlington, VT)
- …of an integrated wealth management offering consistent with the individual financial goals of clients. Recommends investment solutions via a needs-based, ... satisfactory resolution. **Primary Responsibilities:** + Maintain current knowledge of financial markets, Wilmington Trust investment process and wealth management… more
- PNC (Tampa, FL)
- …in-person and virtual appointments. Experience in Merchant Services/Payment Processing sales preferred . Bilingual Spanish preferred but not required. PNC will ... required certifications/licensures needed to be successful in this position. ** Preferred Skills** Client Relationship Building, Competitive Strategies, Customer Inquiries,… more
- US Bank (Scottsdale, AZ)
- …best. Helping the customers and businesses we serve to make better and smarter financial decisions and enabling the communities we support to grow and succeed. We ... that meets and exceeds client needs. Incumbent is a highly seasoned financial industry expert capable of handling complex wealth and relationship management issues,… more
- Truist (Atlanta, GA)
- …equivalent education and related training. + 6+ years of experience in a financial institution with emphasis on risk management or equivalent work experience and ... Microsoft Office software products. + Ability to travel, occasionally overnight. ** Preferred Qualifications:** + Master's degree in Finance, Technology or Business,… more
- Truist (Richmond, VA)
- …education and related training + Ten years of experience in a financial institution with emphasis on risk management, audit, operations, process engineering or ... Microsoft Office software products + Ability to travel, occasionally overnight ** Preferred Qualifications:** + Master's degree in Finance or Business, or equivalent… more
- M&T Bank (Wilmington, DE)
- …Custom Credit, Investment Advisors and Trust Officers to assess client's current financial situation, goals and objectives to determine solutions through the ... financial planning process. Prioritize short term and long term...record of implementing wealth management strategies **Education and Experience Preferred :** Securities licensing, CFP, CTFA, CPA designation MBA (Master's… more
- Raymond James Financial, Inc. (Memphis, TN)
- …+ Rules and regulations of the Securities Exchange Commission (SEC); Financial Industry Regulatory Authority (FINRA); and state securities regulatory agencies; ... (FDIC); Office of the Comptroller of the Currency (OCC); Federal Financial Institutions Examination Council (FFIEC); Office of Thrift Supervision (OTS); Federal… more