- Wells Fargo (New York, NY)
- …predictive intelligence and time-aware modeling, with a strong foundation in time series analysis, statistical learning, financial modeling and automation. **In ... accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively… more
- JPMorgan Chase (New York, NY)
- …sophisticated machine learning methods to complex tasks including time series analysis, reinforcement learning, causal inference, and natural language processing. ... to solve real-world problems and apply it to tasks such as time- series analysis and modelling, constrained optimization and prediction for large systems,… more
- Raymond James Financial, Inc. (Savannah, GA)
- …of the branch office. Directs day to day operational functions, ensuring compliance with firm and regulatory policies and procedures. Uses extensive knowledge and ... of branch procedures. + Assists Branch Manager with confidential matters and compliance visits and replies. + Assists Branch Manager with controlling expenses and… more
- Insight Global (Tampa, FL)
- …https://insightglobal.com/workforce-privacy-policy/ . Skills and Requirements -3 years of experience within compliance in a financial environment - Series 7 ... local to the Tampa area is looking for 2 Compliance Associates to sit within the securities brokerage and...company standards. In this role, you will be managing financial advisor and regulator inquiries through multiple platforms such… more
- MTA (Brooklyn, NY)
- Mechanical Engineer Series Job ID: 11712 Business Unit: MABSTOA Location: Brooklyn, NY, United States Regular/Temporary: Regular Department: NYC Transit Authority ... Date Posted: Jul 24, 2025 Description Job Information Title: Mechanical Engineer Series - Facilities First Date of Posting: 5/9/2025 Last Date of Filing: Open Until… more
- Raymond James Financial, Inc. (Memphis, TN)
- …for an important area of responsibility within a function, ensuring compliance with external requirements and integration with the broader functional policy ... framework. **Skills:** + Uses expertise to act as organizational authority on planning, organizing, prioritizing and overseeing activities to efficiently meet business objectives. + Applies expertise to act as the organizational authority on developing… more
- GE Vernova (New York, NY)
- …experienced regulatory compliance professional that will partner with GE Vernova's Financial Services ("FS") business to manage FS' compliance program. The ... Deputy Compliance Leader - Financial Services ("Deputy Compliance Leader") will develop,...+ Holds US securities industry licenses, such as SIE, Series 7 and Series 24. + Experience… more
- Vanguard (Charlotte, NC)
- …and elevate our client experience. Responsibilities + Conducts routine and targeted compliance monitoring and testing across financial services operations, with ... and strategic priorities. Qualifications + Minimum 5 years of compliance experience in financial services, with at...E, Reg CC, NACHA). + CRCM certification required; FINRA Series 7 and 24 strongly preferred. + Strong analytical,… more
- Equitable (Charlotte, NC)
- …join the Advertising Compliance team and enjoy working for a leading financial company with an amazing and diverse culture! We offer a flexible hybrid ... Advertising Compliance Reviewer ( 250000DU ) **Primary Location** :...material largely developed by or on behalf of individual Financial Professionals and, in some cases, marketing collateral created… more
- US Bank (Charlotte, NC)
- …best. Helping the customers and businesses we serve to make better and smarter financial decisions and enabling the communities we support to grow and succeed. We ... Description** Partners with their assigned Line of Business, other Risk/ Compliance /Audit (RCA) professionals, and RCA Managers to, depending on...experience - Typically 3+ years of applicable experience - ** Series 7, Series 24, and Series… more