• Front Office Quant - ML/AI Specialist - Predictive…

    Wells Fargo (New York, NY)
    …predictive intelligence and time-aware modeling, with a strong foundation in time series analysis, statistical learning, financial modeling and automation. **In ... accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively… more
    Wells Fargo (08/13/25)
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  • Applied AI ML Senior Associate - Machine Learning…

    JPMorgan Chase (New York, NY)
    …sophisticated machine learning methods to complex tasks including time series analysis, reinforcement learning, causal inference, and natural language processing. ... to solve real-world problems and apply it to tasks such as time- series analysis and modelling, constrained optimization and prediction for large systems,… more
    JPMorgan Chase (08/27/25)
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  • Senior Branch Operations Manager (Savannah, GA)…

    Raymond James Financial, Inc. (Savannah, GA)
    …of the branch office. Directs day to day operational functions, ensuring compliance with firm and regulatory policies and procedures. Uses extensive knowledge and ... of branch procedures. + Assists Branch Manager with confidential matters and compliance visits and replies. + Assists Branch Manager with controlling expenses and… more
    Raymond James Financial, Inc. (09/04/25)
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  • REMOTE Compliance Associate

    Insight Global (Tampa, FL)
    …https://insightglobal.com/workforce-privacy-policy/ . Skills and Requirements -3 years of experience within compliance in a financial environment - Series 7 ... local to the Tampa area is looking for 2 Compliance Associates to sit within the securities brokerage and...company standards. In this role, you will be managing financial advisor and regulator inquiries through multiple platforms such… more
    Insight Global (09/09/25)
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  • Mechanical Engineer Series

    MTA (Brooklyn, NY)
    Mechanical Engineer Series Job ID: 11712 Business Unit: MABSTOA Location: Brooklyn, NY, United States Regular/Temporary: Regular Department: NYC Transit Authority ... Date Posted: Jul 24, 2025 Description Job Information Title: Mechanical Engineer Series - Facilities First Date of Posting: 5/9/2025 Last Date of Filing: Open Until… more
    MTA (08/09/25)
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  • Complex Administrative Manager (Memphis, TN)…

    Raymond James Financial, Inc. (Memphis, TN)
    …for an important area of responsibility within a function, ensuring compliance with external requirements and integration with the broader functional policy ... framework. **Skills:** + Uses expertise to act as organizational authority on planning, organizing, prioritizing and overseeing activities to efficiently meet business objectives. + Applies expertise to act as the organizational authority on developing… more
    Raymond James Financial, Inc. (08/01/25)
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  • Deputy Compliance Leader - Financial

    GE Vernova (New York, NY)
    …experienced regulatory compliance professional that will partner with GE Vernova's Financial Services ("FS") business to manage FS' compliance program. The ... Deputy Compliance Leader - Financial Services ("Deputy Compliance Leader") will develop,...+ Holds US securities industry licenses, such as SIE, Series 7 and Series 24. + Experience… more
    GE Vernova (09/06/25)
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  • Senior Compliance Specialist…

    Vanguard (Charlotte, NC)
    …and elevate our client experience. Responsibilities + Conducts routine and targeted compliance monitoring and testing across financial services operations, with ... and strategic priorities. Qualifications + Minimum 5 years of compliance experience in financial services, with at...E, Reg CC, NACHA). + CRCM certification required; FINRA Series 7 and 24 strongly preferred. + Strong analytical,… more
    Vanguard (08/13/25)
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  • Advertising Compliance Reviewer

    Equitable (Charlotte, NC)
    …join the Advertising Compliance team and enjoy working for a leading financial company with an amazing and diverse culture! We offer a flexible hybrid ... Advertising Compliance Reviewer ( 250000DU ) **Primary Location** :...material largely developed by or on behalf of individual Financial Professionals and, in some cases, marketing collateral created… more
    Equitable (08/08/25)
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  • Compliance Representative

    US Bank (Charlotte, NC)
    …best. Helping the customers and businesses we serve to make better and smarter financial decisions and enabling the communities we support to grow and succeed. We ... Description** Partners with their assigned Line of Business, other Risk/ Compliance /Audit (RCA) professionals, and RCA Managers to, depending on...experience - Typically 3+ years of applicable experience - ** Series 7, Series 24, and Series more
    US Bank (09/10/25)
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