- Philips (Cambridge, MA)
- …related discipline. + Your skills include strong demonstrate expertise in regulatory compliance , financial planning, and US indirect tax regulations, with ... tax returns across multiple US jurisdictions, ensuring accuracy, timeliness, and compliance with complex regulatory requirements. You drive operational excellence by… more
- Capital One (Mclean, VA)
- …degree in Finance or Accounting + 5+ years of securities industry experience + Financial Industry Regulatory Authority Series License 7,10, 24, 27, or a ... to support Capital One Securities, a broker dealer registered with the Financial Industry Regulatory Authority (FINRA) and the Securities Exchange Commission (SEC).… more
- Marex (Chicago, IL)
- …sector + Experience working in a regulated environment and knowledge of the risk and compliance requirements associated with this + Series 3 and Series 7 ... Diversified. Resilient. Dynamic. Marex is a global financial services platform, providing essential liquidity, market access...person to coordinate with US Sales team. + Ensuring compliance with the company's regulatory requirements under the US… more
- City and County of San Francisco (San Francisco, CA)
- …Office of the Treasurer & Tax Collector could be working to improve financial access and inclusion, with a focus on community reinvestment. Budget Analysts develop ... budget proposals and financial models, track City revenues and expenditures, perform account...facilitation of informal and formal bid processes, reviewing department compliance with new and existing contracts, assisting in the… more
- University of Pennsylvania (Philadelphia, PA)
- …for parent-focused, LGBTQ+ adolescent health communication studies will facilitate a series of virtual, synchronous sessions with parents of LGBTQ+ youth. Each ... series will consist of five weekly sessions with 8-12...workshops and follow-ups. 3) Data collection, quality control and compliance : coordinates and conducts data collection, quality control and… more
- Raymond James Financial, Inc. (Locust Valley, NY)
- …and make appropriate recommendations when warranted. Provides professional support to Financial Advisors by preparing industry and company research by collecting, ... organizing data, writing investment-related research reports, and creating/ maintaining financial models. Regular contact with internal and external customers is… more
- Navy Federal Credit Union (San Diego, CA)
- Overview To provide financial consulting services to assist members and non-members with identifying their financial goals and objectives via telephone or video ... mixture(s) of insurance/investment products and services to achieve the financial client's goals as a registered representative/advisor/agent of Navy Federal… more
- Guardian Life (Bethlehem, PA)
- …financial crimes trainings. **You have** + Minimum 3-5 years' recent experience in financial services fraud investigations + Series 7 and CAMS and/or CFE ... best-in-class Law Department. We drive a high-performance culture across our Legal, Compliance , and Government Affairs functions, aligned to "what" we deliver (ie,… more
- Ally (Raleigh, NC)
- **General information** **Ref #** 19985 **Remote?** No **Ally and Your Career** * Ally Financial only succeeds when its people do - and that's more than some cliche ... up for our customers when it comes to their financial needs. We're making banking smarter and simpler while...experience and project-based work * Attend Orientation, Executive Speaking Series , and learning sessions as an Intern cohort *… more
- Thrivent Financial (MI)
- …supports our strategic bets and customer-centric approach of becoming a leader in financial advisory, delivered by our Financial Advisors (FA). Thrivent ... Financial , a Fortune 500 diversified financial services firm, seeks Area Vice Presidents (AVP) to...management, fee-based planning, mutual funds, and securities. + FINRA Series 7, 63/65 or 66 required or obtained within… more