- Equitable (Tampa, FL)
- …your team + Coaching from your experience & training to develop new Financial Professionals + Collaborating with local leadership to strengthen values, mission and ... district goals consistent with branch and company strategy + Supervisory skills ensuring compliance and brand are met + Fostering diverse talent and enabling an… more
- Robert Half Office Team (Toledo, OH)
- …and problem-solving skills, with a client-first mindset. * Familiarity with financial services processes, including account management and compliance protocols. ... looking for a highly organized and detail-oriented Client Service Associate with Financial Service experience to provide critical support to advisors while ensuring… more
- Charles Schwab (Westlake, TX)
- …+ A minimum of 5+ years of people leadership with varying levels of seniority within financial services. + Active FINRA Series 7 and 66 + Active FINRA Series ... support the evolution and execution of our supervisory programs related to financial planning, tax, trust, and estate, and alternative investment specialty teams… more
- Veterans Affairs, Veterans Health Administration (Los Angeles, CA)
- …for the monitoring of HUD-VASH contract providers for clinical and administrative compliance during their course of providing Veterans with direct services and/or ... extensive experience in resource identification. Responsibilities The social worker monitors compliance with the standards outlined in the HUD-VASH Contract and is… more
- Federal Aviation Administration (Wichita, KS)
- …series -1825/, for the 1825 series in any specialty. of safety ... ensures the promotion of the highest level of safety compliance with regulatory standards while utilizing transparency of data...is waived for current FAA employees in the 1825 series . Education Education is not qualifying at this grade… more
- Air National Guard Units (Hickam AFB, HI)
- …munitions, engines, associated systems and maintenance personnel from numerous job series , and maintenance disciplines. Serves as the Office of Primary ... for all areas of the maintenance organization, all maintenance disciplines, job series and Air Force Specialty Codes (AFSCs). Utilizes data collection techniques and… more
- Raymond James Financial, Inc. (Denver, CO)
- …and may propose new policies or procedures regarding risk, adhering to compliance and operational risk controls in accordance with company and regulatory standards. ... and recommends changes to organizational policies and procedures while adhering to compliance and operational risk controls in accordance with company and regulatory… more
- Citigroup (Miami, FL)
- …+ Anticipate events in a client's life and business which have significant financial implications. + Serve as a trusted advisor to clients who frequently seek ... strategic advice regarding financial matters. + Build relationships with client families that...and seek or grant approvals as appropriate. + Ensure compliance on regulatory requirements and minimizes any potential liability… more
- First Horizon Bank (Birmingham, AL)
- …and identify the full range of risks related to processes, regulatory compliance , organization, policy, and technology; + evaluate control design adequacy in complex ... minded senior internal auditor with a deep understanding of banking and financial risk management; + provide critical assurance and advisory services on the… more
- JPMorgan Chase (Evanston, IL)
- …with our clients to offer the best investment solutions to meet their financial needs. As a Private Client Investment Associate in JP Morgan Wealth Management, ... Reviews and Inquires + Support business unit operational procedures and compliance requirements (eg completion of required operational forms and documentation) +… more