- BankOnBuffalo (Buffalo, NY)
- …provides outstanding personalized service to their clients through the bank's premiere financial services. They are responsible for leading their team to achieve ... business issues. + Adhere to the complexity of FINRA guidelines and bank compliance . + Establish additional processes and procedures that align with corporate goals… more
- The Hartford (Wayne, PA)
- …Hartford Funds' sales through building deep and long-term relationships with financial advisors, strategic partners, and firms. Hartford Funds' products include ... are expected to leverage existing relationships and build new relationships with financial advisors covering a specific geographical territory and are required to… more
- National Reconnaissance Office (NRO) (Chantilly, VA)
- …and accounting, management analysis oversight of expenditures to ensure propriety and compliance with financial , fiscal, and auditing directives. + Analyze ... for professionals with experience in negotiation, contract management, federal regulations, and financial acumen to manage diverse portfolios at the NRO! Do you… more
- JPMorgan Chase (Columbus, OH)
- …methods such as causal-model approaches, predictive modeling, regressions, machine learning, time series analysis, etc + Handle large amounts of data from multiple ... aligning with both internal and external regulatory requirements and compliance protocols **Required Qualifications, Capabilities, and Skills:** + BS Degree… more
- State of Arkansas (Little Rock, AR)
- …with the administration of accounts payable/receivable and other fiscal duties. Maintain financial records and files in compliance with regulations. Serve as ... contact for fiscal-related questions and issues. Assist in audits and ensure compliance with financial standards. This position requires on-site employment with… more
- Ventura County (Ventura, CA)
- …and compliance , and developing and overseeing the implementation of financial policies and procedures in accordance with Generally Accepted Accounting Principles ... Accountant is the fourth and highest working level in the Accountant series performing working supervisory accountant functions which are highly complex, but less… more
- Wells Fargo (Sacramento, CA)
- …accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively ... understanding of clients' businesses, strategic objectives, operational priorities, and financial positions; may coordinate highly complex activities and resolutions.… more
- First National Bank of Omaha (Fort Collins, CO)
- …The ideal candidate will bring proven experience in Wealth risk and compliance , deep knowledge of the regulatory landscape, operational best practices and a ... designing and implementing an integrated model that increases efficiency, enhances compliance , and improves client experience across the division. With significant… more
- Wells Fargo (Rochester, NY)
- …work experience, training, military experience, education + US only: Successfully completed Financial Industry Regulatory Authority (FINRA) Series 7, 9/10, and ... + Ability to manage multiple and competing priorities + 2+ years of financial services industry experience + Experience in compliance or broker-dealer governance… more
- Wells Fargo (Bloomington, MN)
- …work experience, training, military experience, education + US Only: Successfully completed Financial Industry Regulatory Authority (FINRA) Series 7 and 63 ... accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively… more