- University of Washington (Seattle, WA)
- …Enrichment Program and the Pilot and Feasibility Program, including the overall financial operation ensuring compliance with complex Federal, State and ... Program Manager to oversee labor analysis and the overall financial operation of the Diabetes Research Center (DRC) as...Center (DRC) as well as basic research grants ensuring compliance with complex Federal, State and University requirements. The… more
- Raymond James Financial, Inc. (New York, NY)
- …across teams and stakeholders. + Collaborate closely with Risk, Legal, Compliance , and PCG to ensure supervisory practices align with regulatory expectations, ... investment advisory programs. + Monitor regulatory changes and ensure firm-wide compliance across advisory activities. + Foster a continuous improvement mindset by… more
- Citigroup (San Antonio, TX)
- …to investment operations - including margin, options, and placing unsolicited securities trades ( Series 7 & 63 required) as required + Ensures customer claims and ... and firm policy + Ensures that KYC/AML and other compliance norms are strictly adhered to + Builds a...to client requests for investment products, referring clients to Financial Advisors, if requested + Responsible for executing specific… more
- State of Michigan (New Haven, MI)
- …mechanical or electrical trades may be substituted for Some positions in this job series may be assigned duties that require the application of pesticides, which may ... require certification or registration as a pesticide applicator in compliance with the Pesticide Control Act of 1976. Some...Control Act of 1976. Some positions in this job series are assigned job duties that may require possession… more
- Citigroup (New York, NY)
- …partnership with Sales team, Product, Technology teams, Risk & Control team, Legal, Compliance & Audit in order to ensure appropriate governance and compliance ... and safeguarding Citigroup, its clients, and assets, by driving compliance with applicable laws, rules and regulations, adhering to...is a plus. + Experience with Q/KDB or time series databases is desirable. + Good communication skills, both… more
- City National Bank (New York, NY)
- …and escalate unusual or suspicious order activity and ensure regulatory compliance throughout the trade lifecycle. * Coordinate trade allocations with external ... equity and fixed income products. * Analyze and maintain compliance reports including MSRB, OATS, and TRACE for fixed...*Required Qualifications* * * Bachelor's Degree or equivalent * Series 7 and 55 or 57 * Minimum 5… more
- State of Colorado (Denver, CO)
- …the service and support entity of the Office. The Division includes financial oversight, contract management, administrative support, and systems support for the ... health incidents, and other information crucial to monitoring and compliance + Communicates with the CMA staff, provisioning of...range based on completed years in their current class series as of June 30. All current and former… more
- World Wide Technology (Washington, DC)
- …critical for ensuring that all subscriber programming files meet interoperability, encryption compliance , and system design baselines. The SME will work closely with ... reviews of all subscriber programming files to ensure interoperability, encryption compliance , and alignment with system design baselines and operational standards.… more
- Veterans Affairs, Veterans Health Administration (Fayetteville, NC)
- …education and training needs; and resolving interpersonal issues. Ensures compliance with accrediting agency and regulatory requirements and establishes and ... OTHER DUTIES AS ASSIGNED Work Schedule: Monday - Friday; 8:30 am-5:00 pm Financial Disclosure Report: Not required Requirements Conditions of Employment You must be… more
- Citizens (Westwood, MA)
- …improvement initiatives and promote automation to streamline workflows. Risk & Compliance + Ensure adherence to regulatory requirements and internal policies ... & Risk Management + Oversee Regional Supervisory Officers (RSOs) and ensure compliance with regulatory and internal standards. + Lead quality assurance and quality… more