- USAA (Plano, TX)
- …USAA?** At USAA, our mission is to empower our members to achieve financial security through highly competitive products, exceptional service and trusted advice. We ... to maximize effectiveness of member acquisition and relationship efforts. Maintains compliance with policies, procedures, and regulatory requirements We offer a… more
- Truist (Austin, TX)
- …plus. 2. Minimum of eight (8) years of industry experience in a financial institution with emphasis in compliance , supervision and/or administration. 3. ... the designated geography, the Wealth leadership team and the Compliance , Supervision and Risk departments to ensure business unit...to work independently while managing multiple priorities. 6. FINRA Series 7, 66, 24, and Life, Health and Variable… more
- University of Washington (Seattle, WA)
- …fellowship, residency, undergraduate medical education programs, and departmental CME series . This role provides high-level operational and strategic leadership for ... physician Program Directors, and the Vice Chair of Education to ensure compliance , quality, and innovation across all educational initiatives. The role involves… more
- State of Arkansas (Roland, AR)
- …Monitor revenue streams, park expenditures, and grant opportunities to ensure financial stability. Maintain compliance with state and federal regulations, ... Monitor revenue streams, park expenditures, and grant opportunities to ensure financial stability. Maintain compliance with state and federal regulations,… more
- Wells Fargo (Atlanta, GA)
- …accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively ... by understanding the needs and priorities of clients and financial decision makers + Drive revenue generation across Wells...of formal credit training program + Successfully completed FINRA Series 63 and 79 exams to qualify for immediate… more
- TD Bank (New York, NY)
- …also works with management / control function partners (eg Risk, Legal, Compliance , AML and Audit) to assess risks, develop and implement proactive strategies, ... automated (Algo) trading and sales activities in coordination with Compliance or relevant Risk and Control teams. + Conduct...degree in Business (Accounting or Finance) or Mathematics/Economics + Series 7 and 63 + 5-7 Years of related… more
- Wells Fargo (Charlotte, NC)
- …Independent Testing & Validation + Risk CROs + Strategic Risk + Core Risk Track + Compliance + Financial Crimes + Operational Risk + Risk CROs + Strategic Risk ... and/or experience in manipulating data using PowerBI, SAS, SQL, and/or Python, compliance , operational risk, and/or experience in the financial services industry… more
- Army Installation Management Command (Fort Sam Houston, TX)
- …solve problems, meet needs, and produce efficiencies focusing on cost control, financial analysis, and the development and execution of NAF budgets. Recommends and ... subordinate commands, monitors and analyzes follow-up actions. Monitors implementation and compliance with established policies and programs. Develop and maintain a… more
- Kestra Financial (Raleigh, NC)
- …experience in the independent financial services culture preferred Certificates, Licenses, Registration * Series 7 and 65/66 preferred (or ability to obtain) ... Who We are: Cunningham Financial , a growing financial planning firm,...manner while ensuring documentation and record keeping adheres to compliance standards + Successfully partner with Broker Dealer for… more
- State of Arkansas (Little Rock, AR)
- …preparation of comparative analyses of utility companies to assess efficiency and compliance with regulations. Compile, organize, and interpret financial and ... the the PSC General Staff - Electric Section. Position Information Job Series :Rate Case Analysis - Career-Path Classification:Public Service Rate Case Analyst I… more