- JPMorgan Chase (San Francisco, CA)
- …team/clients. Required qualifications, capabilities, and skills: + 5 plus years' experience in Financial Services industry + FINRA Series 7 and 66 licenses ... resources of one of the largest and most respected financial firms in the world. Our small size and...meetings are properly prepared for in advance. + Ensure compliance with organization policies and applicable regulations, ad Hoc… more
- Vanguard (Charlotte, NC)
- Are you a Certified Financial Planner (CFP(R)) with a passion for transforming lives through expert financial guidance? Vanguard is seeking Sr. Wealth Advisors ... make a lasting impact with a leader in the financial industry! As a Senior Wealth Advisor within Vanguard's...CTFA or CPA preferred. + This job requires a Series 7, 63 or 66 regulatory license and/or registration… more
- JPMorgan Chase (Dallas, TX)
- …requests, and attending client meetings + Serve as a liaison between the Financial Advisor team, branch management, compliance and various other business units ... resources of one of the largest and most respected financial firms in the world. Our small size and...and skills:** + Bachelor's degree or equivalent experience + Series 7 & 66 licenses upon hire or must… more
- JPMorgan Chase (New York, NY)
- …team/clients. **Required qualifications, capabilities, and skills:** + 5 plus years' experience in Financial Services industry + FINRA Series 7 and 66 licenses ... The Relationship Manager is an essential member of the Financial Advisor's team. A Relationship Manager works in close partnership with the Financial Advisor(s)… more
- JPMorgan Chase (Palo Alto, CA)
- …requests, and attending client meetings + Serve as a liaison between the Financial Advisor team, branch management, compliance and various other business units ... advantage of a unique opportunity to work closely with Financial Advisors, providing personalized solutions and building lasting relationships....and skills:** + Bachelor's degree or equivalent experience + Series 7 & 66 licenses upon hire or must… more
- Thrivent Financial (Minneapolis, MN)
- …to finalize due diligence, develop Cost-Benefit Analyses (CBAs), and formulate financial proposals. Articulate the Thrivent Value Proposition and assist candidates ... and recommendations to senior leaders in order to secure financial offers. Create valuation models and financial ...will have on those roles . + Legal and Compliance to modify TIMI /Thrivent policies as needed +… more
- Broadcom (Lisle, IL)
- …of the overall customer or Partner experience across assigned territory + ** Financial Targets:** Ensure staff meets or exceeds CA a Broadcom Company stated ... financial quotas and targets + **Internal Business Processes:** Demonstrate...Company Core Values, Code of Conduct, + Ethics and compliance requirements. + Explain and consistently enforce directives from… more
- State of Arkansas (Little Rock, AR)
- …advanced technical expertise in resolving complex fiscal issues and ensures that all financial tasks are completed accurately and in compliance with policies and ... members to build fiscal competency and accuracy, reviewing and approving financial reports, reconciliations, and audit documentation, acting as a liaison between… more
- Charles Schwab (San Francisco, CA)
- …to support organizational goals and objectives, including gathering and collecting time series financial data, and developing quantitative models, analytics, and ... a part of our ongoing commitment to democratize access to investing and financial planning. Schwab's Wealth and Asset Management (WAM) Engineering organization is a… more
- Robert Half Finance & Accounting (Mill Valley, CA)
- …The Wealth Manager is responsible for managing client relationships, delivering financial planning services, and supporting business development efforts. This role ... + Serve as a trusted advisor to high-net-worth clients + Deliver customized financial planning and investment advisory services + Develop and implement financial … more