- ONEOK, Inc (Tulsa, OK)
- …NGL Commercial, Natural Gas Gathering & Natural Gas Pipeline Engineering, Corporate Compliance , Financial Planning, and Operations. Job Description **Summary of ... five areas of the company by rotating through a series of jobs. We ask that you commit to...and reviews Sarbanes-Oxley business process control designs, and attends compliance reviews at our various field locations to access… more
- Wells Fargo (Charlotte, NC)
- …and/or experience in manipulating data using PowerBI, SAS, SQL, and/or Python, compliance , operational risk, and/or experience in the financial services industry ... accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively… more
- State of Arkansas (Little Rock, AR)
- …INSPECTOR GENERAL Anticipated Starting Salary: 85,943.10 Position Information Job Series : Financial - Auditors Classification:Internal Auditor Class Code:FAU08P ... and governance practices. This role involves conducting audits to ensure compliance with pre-determined policies, procedures, and regulatory requirements, as well as… more
- Truist (Dallas, TX)
- …to sales and relationship management in the Wealth Brokerage/Advisory industry. 3. Financial Industry Regulatory Authority (FINRA) series 7, 66 (or 63/65), ... and maintaining a strong culture of risk management and compliance , delivering our Purpose-Driven Wealth Experience, and driving advisor retention/recruiting… more
- Spokane County (Spokane, WA)
- …functions and activities within the centralized Spokane County Auditor's Financial Services Division. Work is performed independently and requires decisions ... or County practices. This class is distinguished from the accounting technician series by its emphasis on specialized entity wide payment production functions and… more
- Truist (Vienna, VA)
- …to sales and relationship management in the Wealth Brokerage/Advisory industry. + Financial Industry Regulatory Authority (FINRA) series 7, 66 (or 63/65), ... and maintaining a strong culture of risk management and compliance , delivering our Purpose-Driven Wealth Experience, and driving advisor retention/recruiting… more
- USAA (Charlotte, NC)
- …USAA?** At USAA, our mission is to empower our members to achieve financial security through highly competitive products, exceptional service and trusted advice. We ... part of what truly makes us special and impactful. **The Opportunity** The Chief Financial Office Future Leaders Program is designed to develop entry level talent to… more
- University of Pennsylvania (Philadelphia, PA)
- … financial team and ORS, including proposal development, budgeting, compliance , reporting; providing input on expense tracking, payroll, procurement, and all ... This position has the primary responsibility for administering all financial and administrative operations, producing events and conferences, and managing… more
- Robert Half Finance & Accounting (Mill Valley, CA)
- … planning, wealth management, or investment advisory. Certifications & Licensing + Certified Financial Planner (TM) (CFP(R)) designation required. + Series 65 or ... fulfillment, empowerment, and community engagement. This opportunity is ideal for financial advisors who are passionate about holistic wealth management and ready… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- **Raymond James Overview** **One of the largest independent financial services firms in the country could be the place you build a career beyond your expectations.** ... and tailored, sophisticated strategies for individuals and institutions. Raymond James Financial is a diversified holding company, headquartered in St. Petersburg,… more