- ADP (Boston, MA)
- …points for these:** _Preferred Qualifications_ + Securities Industry Essentials (SIE) and Financial Industry Regulatory Authority (FINRA) Series 6 and 63 ... Accounts division. + **_Are you ready to control your financial future with unlimited upside earnings potential?_** + **_Are...and a leader in business outsourcing services, analytics, and compliance expertise. We believe our people make all the… more
- BlackRock (New York, NY)
- …family offices, healthcare systems and other institutional investors meet their financial goals and serve their constituents and communities. We are comprised ... the depth and breadth of BlackRock to serve investment staff, treasurers, chief financial officers, principals, and trustees of US institutions ranging in size from… more
- Bureau of Safety and Environmental Enforcement (Jefferson, LA)
- …related to allegations or evidence of safety concerns and/or violations of non- compliance with administrative rules or regulations administered by BSEE. 5. Perform ... To qualify for this position you must meet the Specialized Experience for the series to which you are applying. Specialized Experience To qualify for the GS-13, you… more
- Scotiabank (San Francisco, CA)
- …the team's business objectives. Ensures all activities conducted are in compliance with governing regulations, internal policies and procedures. **What You'll Do** ... business controls to meet obligations with respect to operational, compliance , AML/ATF/sanctions and conduct risk. + Champions high-performance and...market, would be an asset. + Passing the FINRA Series 7, 63, 86 and 87 designations will be… more
- Kestra Financial (Novi, MI)
- …accurate manner while ensuring documentation and record keeping adheres to compliance standards. + Deepen client relationships and establish credibility and rapport ... and via phone, identifying potential benefits and services to enhance client's financial relationships. + Has regular contact with clients regarding accounts, and… more
- US Bank (Chicago, IL)
- …and expense budget for assigned market, and ongoing recruiting and hiring of Financial Advisors to reach market objectives. Ensures compliance with state and ... best. Helping the customers and businesses we serve to make better and smarter financial decisions and enabling the communities we support to grow and succeed. We… more
- Air National Guard Units (Fresno, CA)
- …but are not limited to: exporting project solutions, staff assistance visits, compliance assessments, and partnering with other units and intra-agency contacts to ... the average work time, thus are not classification impacting. Provides financial analysis and planning for Environmental resource requirements, to include planning,… more
- Louisiana Department of State Civil Service (Baton Rouge, LA)
- …and to carry out legislative mandates. This position will analyze financial and accounting records to discern problems involving affiliated transactions, net ... contracts, and the appropriate use of assets in order to assure compliance with Commission orders, regulatory rules and regulations, and accounting principles etc.… more
- Scotiabank (New York, NY)
- …including sales, structuring, pricing, execution, funding, risk management, legal, compliance , client management/onboarding and all operational pieces. Analyze US ... Corporate clients' capital and financial needs to provide tailored derivative solutions. Understand and articulate the mechanics and risk profile of transactions.… more
- ADP (Cleveland, OH)
- …points for these: Preferred Qualifications + Securities Industry Essentials (SIE) and Financial Industry Regulatory Authority (FINRA) Series 6 and 63 licensing ... Accounts division. + Are you ready to control your financial future with unlimited upside earnings potential? + Are...and a leader in business outsourcing services, analytics, and compliance expertise. We believe our people make all the… more