- First National Bank of Omaha (Fort Collins, CO)
- …or related field or equivalent experience. + 3 years of experience in the investment or financial services industry. + FINRA Series 7 and 66 (or Series 63 ... subject to change based on business needs. **Summary of the Job:** The Financial Advisor is accountable to advise affluent clients through multiple delivery channels… more
- BMO Financial Group (Urbandale, IA)
- Provides financial and investment planning and advice in collaboration with other team members to deliver a comprehensive banking solution in the best interest of ... targets for new asset sales, joint appointments, fee-based sales, and financial planning. + Implements business development strategies to acquire new business… more
- Wells Fargo (Ponte Vedra Beach, FL)
- …work experience, training, military experience, education + US only: Successfully completed Financial Industry Regulatory Authority (FINRA) Series 7 and 66 (or ... accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively… more
- PNC (IL)
- …and have an opportunity to contribute to the company's success. As a Compliance Program Advisor, you will be within PNC's Retail Organization supporting the Risk, ... Experience & Strategy (RCES) First Line of Defense Regulatory Compliance team. This is a remote position. Work may...and or Broker Dealer experience * FINRA regulatory licenses ( series 24 or 53) are preferred for this role… more
- Defense Commissary Agency (Fort Lee, VA)
- Summary The Lead Financial Technician GS-0503-08 serves as the focal point for more complex payroll/accounting problems and inquiries. Provides ... technical/administrative guidance to and leads, three or more Financial Technicians up to grade GS-7. Responsible for planning and implementing work for a variety of… more
- State of Colorado (CO)
- Term-Limited Payroll and Financial Systems Reporting / Lead Data Management IV - Hybrid Print (https://www.governmentjobs.com/careers/colorado/jobs/newprint/5065058) ... Apply Term-Limited Payroll and Financial Systems Reporting / Lead Data Management IV -...questions in this area, and provides audit reporting and compliance monitoring of lnfoAdvantage/Insights application use, in conformance to… more
- Ventura County (Ventura, CA)
- …duties related to fiscal programs/systems; develops recommendations/strategies to address financial systems, municipal borrowing, or structural accounting issues and ... options; and coordinates the implementation of new accounting/ financial systems or programs. WHAT WE OFFER: The County of Ventura offers an attractive compensation… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- **Raymond James Overview** **One of the largest independent financial services firms in the country could** **be** **the place you build a career beyond your ... and tailored, sophisticated strategies for individuals and institutions. Raymond James Financial is a diversified holding company, headquartered in St. Petersburg,… more
- Huntington National Bank (Columbus, OH)
- …at like size or larger organization. + 10+ years of progressively responsible compliance /securities industry experience required. + Series 7 and 24 with the ... Description The Huntington Capital Markets Enterprise Compliance Risk Director Senior will play a critical...but are not limited to: + Oversee the Huntington Financial Advisors (HFA), Huntington Securities Incorporated (HSI), and Capstone… more
- Stryker (Portage, MI)
- Stryker is seeking a **Senior Manager, Compliance Engineering** within our **Medical Division** . This is a hybrid position located in **Portage, MI** . As the ... **Senior Manager, Compliance Engineering** you will lead the Compliance ...certification processes, with a strong focus on **IEC 60601 series standards** and applicable national and international regulations. This… more