- Veterans Affairs, Veterans Health Administration (Togus, ME)
- …System Specialist Intern (TCF) position is assigned to the Office of Integrity and Compliance (OIC) Program as a trainee in the VA Technical Career Field (TCF), ... Contributes to the fulfillment of the elements of an effective compliance program to include complianceprogram committee oversight, training and education, auditing… more
- US Bank (Chicago, IL)
- …as the Chief Compliance Officer (CCO) for one of our multiple series trusts (MST) containing mutual funds and exchange traded funds. This position is responsible ... degree/JD a plus - Ten or more years of experience in a compliance or financial industry related role, preferably in a CCO role or securities related -Prior… more
- State of Nevada (NV)
- FINANCIAL INSTITUTION EXAMINER 5 APPROXIMATE ANNUAL SALARY - $73,309.68 to $109,640.88 PAY GRADE: 38 The salary range indicated in this announcement is based on the ... this geographical location. Department: Business and Industry (http://business.nv.gov/) Division: Financial Institutions Location: Las Vegas, Boulder City, Indian Springs,… more
- Ameren (St. Louis, MO)
- …to digital and cyber specialists, plus those charged with ensuring environmental compliance and operational safety. Together, we help execute a strategy that enables ... to regular full-time employees. **_About The Position_** _The Senior Financial Specialist is responsible for preparing, reviewing and analyzing transactions… more
- Bank of America (Lake Oswego, OR)
- …legacy, and other life goals through investment advice and guidance. Merrill's Financial Advisors and Wealth Management Client Associates help clients pursue the ... with the market leadership team, Market Executives, Resident Directors, Financial Advisors, Wealth Management Client Associates, and Wealth Management Associates… more
- Bank of America (Jersey City, NJ)
- …**Desired Qualifications:** + Bachelors' degree in Accounting/Finance + Previous experience in the financial services industry + FINRA Series 99 or 27 + CPA ... CFO Regulatory Reporting Controller II (Global Financial Controls) Charlotte, North Carolina;Jersey City, New Jersey **To proceed with your application, you must be… more
- Mizuho Corporate Bank (New York, NY)
- General Department Description The Financial Resource Management Unit (FRM) is responsible for estimating, reporting and managing capital and other financial ... + Conduct model validation and performance monitoring to ensure accuracy and compliance with regulatory standards. + Stay current with industry trends, regulatory… more
- BMO Financial Group (Los Angeles, CA)
- Provides financial and investment planning and advice in collaboration with other team members to deliver a comprehensive banking solution in the best interest of ... targets for new asset sales, joint appointments, fee-based sales, and financial planning. + Implements business development strategies to acquire new business… more
- Bank of America (Buffalo, NY)
- …practice and complete the training and development needed to continue a successful career as a Financial Advisor Required Skills: + FINRA Series 7 & 66 (63 & 65 ... Merrill Experienced Financial Advisor Honolulu, Hawaii;North Bethesda, Maryland; Los Angeles,...inform them of circumstances that require supervisory attention/review/approval per compliance guidelines and policies + Source prospective clients and… more
- Robert Half Finance & Accounting (Mountain View, CA)
- Description About the Role A values-driven financial advisory firm is seeking a dedicated and experienced Senior Financial Advisor to join its team. This role is ... focused on managing and retaining client relationships, delivering comprehensive financial planning, and mentoring associate advisors. The ideal candidate is… more