- City National Bank (Los Angeles, CA)
- …* Bachelor's Degree or equivalent * Minimum 5 years of experience working in financial Industry, preferably in a regulatory -facing role * Minimum 5 years of ... * REGULATORY RELATIONS ANALYST* WHAT IS THE OPPORTUNITY? Responsible...and risk units, along with the Governance Risk & Control Program Office ("GRC"), to prepare business units for… more
- Canandaigua National Bank & Trust (Pittsford, NY)
- …Act, and Office of Foreign Assets Control (OFAC). A subject-matter expert, the Financial Crimes Investigations Manager will supervise a team of Financial ... Financial Crimes Investigations Manager Canandaigua National...wide BSA, Fraud, and OFAC (Office of Foreign Assets Control ) Programs to ensure all regulatory requirements… more
- TD Bank (Wilmington, DE)
- …are in compliance with applicable internal and external requirements (eg financial controls , segregation of duties, transaction approvals, and physical ... corporate and/or control functions and ensure alignment with enterprise and/or regulatory requirements + Keeps abreast of emerging issues, trends, and evolving … more
- UNC Health Care (Chapel Hill, NC)
- …the unique communities we serve. Summary: The Operations and Maintenance Manager is responsible for planning, organizing, implementing, and supervising the ongoing ... for the oversight of the General Maintenance Shop and Work Control /Storeroom. This includes the capital planning, maintenance, repairing, compliance, and operation… more
- Robert Half Finance & Accounting (Chicago, IL)
- …PURPOSE OF POSITION Leads the development of all SEC quarterly and annual financial reports. Ensures effective disclosure controls and effective internal ... reporting. (25%) + Works with Internal Audit and Manager of Accounting to ensure effective disclosure controls...ensure effective disclosure controls and effective internal controls over financial reporting. (5%) Requirements Job… more
- Santander US (Dallas, TX)
- …Degree Business, Finance, or equivalent field. - Preferred. 9+ Years Compliance, Legal, Regulatory , or Financial Services. - Required. * Advanced knowledge of ... business understanding. * Experience with Microsoft Office products. Certifications: Certified Regulatory Compliance Manager (CRCM) designation - Preferred. **It… more
- TD Bank (New York, NY)
- …Experience in trade or communications surveillance a plus. + Firm understanding of financial product rules and regulatory landscape, as well as a strong ... and penchant for learning new business areas and developing understanding of financial institution's products and regulatory requirements and obligations. +… more
- TD Bank (Mount Laurel, NJ)
- …**Line of Business:** Governance & Control **Job Description:** The Governance and Control Senior Manager is accountable for ensuring the channel is meeting ... a leadership role in identifying operational risks and ensuring the appropriate controls are introduced and followed to ensure risks are well communicated,… more
- NorthPoint Development (Kansas City, MO)
- Manager , REIT Accounting & Financial Reporting **Department:** NP - Accounting - KC **Location:** Kansas City, MO Curious about a career with NorthPoint? ... of its team members. We are looking for a ** Manager , REIT Accounting and Financial Reporting** to...of audit schedules and related supporting documentation. **Compliance & Controls ** + Manage and execute key compliance projects, including… more
- RGP (New York, NY)
- Reference Point, an affiliate of RGP, is actively recruiting a Senior Manager within our Risk & Regulatory Compliance practice. Our Senior Managers lead teams of ... challenging engagements for Banking, Insurance, and Capital Markets clients. As a Senior Manager in Reference Point's Risk & Regulatory Compliance practice, you… more