- Capital One (Richmond, VA)
- Senior Manager , Financial Services Accounting Global Finance supports all of Capital One's worldwide financial activities, including corporate-level ... financial reporting, internal control , inter-company and tax activities....and forward-thinking professional to join us as a Senior Manager that will oversee the accounting and reporting for… more
- Robert Half Finance & Accounting (Pittsford, NY)
- …and reports. This role ensures compliance with accounting standards and regulatory requirements while providing financial insights to support strategic ... policies as needed + Design, implement, and maintain internal controls to safeguard financial data + Manage...Director of Operational Finance, Director of FP& A, Accounting Manager , and tax team to align on reporting requirements… more
- Raymond James Financial, Inc. (Denver, CO)
- …+ Financial services operations, products, and transaction channels. + Regulatory change management and exam response processes. + Concepts, practices and ... The Fraud Governance Manager plays a key role in the oversight...governance activities, including policy and standard development, risk assessments, regulatory response, and fraud risk monitoring. This role requires… more
- SMBC (New York, NY)
- …IT, to gather information and ensure alignment and effective execution of control office programs, organizational goals, and regulatory requirements. + ... SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a...+ Knowledge of First Line of Defense risk and controls . + Functional knowledge of process and control… more
- LA Care Health Plan (Los Angeles, CA)
- Manager , Financial Compliance Audit, $10,000 SIGN ON BONUS Job Category: Accounting/Finance Department: Financial Compliance Location: Los Angeles, CA, US, ... safety net required to achieve that purpose. Job Summary Manager , Financial Compliance Audit (Finance) has a...and ensures timely and accurate review of deliverables. Ensures financial solvency compliance with regulatory and contractual… more
- PNC (Pittsburgh, PA)
- …Fair Enforcement for Mortgage Licensing Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority (FINRA), which prohibit the hiring of ... field on a regular basis. Some responsibilities may be performed remotely, at manager 's discretion. In this role you will assist in the management and development… more
- Neuberger Berman (New York, NY)
- …**Qualifications** + Bachelor's degree required + 15+ years of experience in financial services, with significant experience in business controls , risk ... relevant regulatory requirements + Proven track record of leading control -related teams and initiatives, with strong project management and process optimization… more
- CIBC (Chicago, IL)
- …Deficiency Management: Ensure awareness of regulatory compliance deficiencies and control testing results impacting RCM controls within CFC's oversight. ... controls are in place to comply with new regulatory changes. + Risk Assessment: Perform risk assessment of...settlement, custody, segregations, etc. + Familiarity with risk and control methodologies or managing risk/ controls + Strong… more
- CIBC (Chicago, IL)
- …coordinates appropriately with both to maximize efficiencies in the annual SOX and Internal Controls programs for financial and regulatory reporting. + Build ... accounting experience; strong exposure and understanding of consolidation and financial regulatory reporting; experience in a multi-national organization… more
- Fiserv (Berkeley Heights, NJ)
- …Cybersecurity teams to develop, implement, and maintain policies, standards, and regulatory controls . + Coordinate incident response, crisis management, ... unit to provide specialized, risk‑based technology and cybersecurity guidance, implement controls and policies, and support regulatory and audit objectives.… more