- TD Bank (New York, NY)
- …**Job Description** Reporting to the Head of Compliance, Regulatory Inventory and Regulatory Change, the Senior Manager is responsible for the governance and ... This includes independently assessing the adequacy, adherence and effectiveness of regulatory compliance management programs and controls in the business.… more
- TD Bank (New York, NY)
- …are in compliance with applicable internal and external requirements ( eg financial controls , segregation of duties, transaction approvals and physical ... Solves unique and ambiguous problems with broad impact; typically oversees standards, controls and operating methods that have significant financial and… more
- Truist (Charlotte, NC)
- …development of new accounting processes and procedures. + Ensure robust internal controls over financial reporting in compliance with Sarbanes-Oxley (SOX) ... requirements, including disclosure controls and procedures. + Interact with internal and external...knowledge + Prior experience working for a large, SEC-registered financial institution or senior manager -level public accountant… more
- Chemung Canal Trust Company (Elmira, NY)
- …duties to support and maintain an accounting system that properly reflects the financial position of the corporation and complies with all aspects of generally ... accepted accounting principles and regulatory guidance. Collects and files required data for SEC...support of the finance function and related SOX internal controls . Functions as coordinator and secretary for disclosure committee… more
- TD Bank (Charlotte, NC)
- …escalation of issues and events. **Job Description** Reporting to the Senior Manager , Global Regulatory Change & Library Governance, the Compliance Business ... Oversight Manager will support the Global Regulatory Inventory...+ Monitor and report on compliance with the RCM Regulatory Inventory and Control Standard. + Identify… more
- Robert Half (Chicago, IL)
- JOB REQUISITION Chicago - Risk & Compliance - Lender Due Diligence ( Financial Services) Manager LOCATION CHICAGO ADDITIONAL LOCATION(S) JOB DESCRIPTION You ... You Protiviti is looking for a Risk & Compliance Manager to join our growing Lender Due Diligence team....to join our growing Lender Due Diligence team. Protiviti's Financial Services practice is widely recognized as a leading… more
- Scotiabank (New York, NY)
- Senior Manager , Business Risk Management US GTB **Requisition ID:** 229447 **Salary Range:** 117,400.00 - 224,700.00 _Please note that the Salary Range shown is a ... committed to results, in an inclusive and high-performing culture. **Senior Manager , Business Risk Management - US Global Transaction Banking** Global Transaction… more
- MUFG (Tempe, AZ)
- …certification in Financial Crimes (eg, CAMS) preferred * Certified Regulatory Compliance Manager (CRCM) * Certified Anti-Money Laundering Specialist (CAMS) ... or OFAC, regulations); fraud; Core-Compliance (privacy, etc.); government and industry regulatory and policy-making agencies (eg, Financial Industry … more
- TD Bank (Jackson, NJ)
- …and/or control functions to ensure alignment with enterprise and/or regulatory requirements + Supports team in staying knowledgeable on emerging issues, trends, ... this role. **Line of Business:** Audit **Job Description:** The Senior Audit Group Manager leads and develops a team of audit professionals and oversees, plans and… more
- Wolters Kluwer (St. Cloud, MN)
- …your place here. (https://youtu.be/OZ2kSzAaXK4?si=sDgZ7DZUbMnBddMq) **What We Offer: ** The Financial Planning Manager role offers growth potential ... our Minneapolis, MN office), and amazing benefits. As a ** Financial Planning Manager , Software Solutions,** you will...guidelines. + Support the development of budgetary plans and control measures. + Identify financial risks and… more