- PNC (Pittsburgh, PA)
- …field on a regular basis. Some responsibilities may be performed remotely, at manager 's discretion. This role exists within PNC's Regulatory Reporting department ... Fair Enforcement for Mortgage Licensing Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority (FINRA), which prohibit the hiring of… more
- RGP (New York, NY)
- Reference Point, an affiliate of RGP, is actively recruiting a Senior Manager within our Risk & Regulatory Compliance practice. Our Senior Managers lead teams of ... challenging engagements for Banking, Insurance, and Capital Markets clients. As a Senior Manager in Reference Point's Risk & Regulatory Compliance practice, you… more
- TD Bank (New York, NY)
- …to ensure alignment with integrated remediation activities to our regulators. The Senior Manager / Director - Regulatory Management and Remediation Office. This ... to new heights. Job Description: The TD Securities US Regulatory Management & Remediation team is responsible for the...+ Establishing and managing resource plans, issues, risks, and financial plans to support the roadmap. + Anticipating issues,… more
- BMO Financial Group (Chicago, IL)
- Looking for a Quality Control Specialist to play a pivotal role in strengthening our governance, risk, and control frameworks. In this role, you'll support ... credit reviews and control testing to ensure alignment with sound credit principles...testing to ensure alignment with sound credit principles and regulatory standards. Leveraging your knowledge in commercial credit underwriting,… more
- CRC Insurance Services, Inc. (Charlotte, NC)
- …or strategy. These may include: income/expense or cash flow forecasts; regulatory interpretations, variance analysis and explanations for financial statement ... in the performance of a variety of more complex financial analysis and reporting activities. Provide leadership in the...to ensure integrity of the financials and ensure sound controls and procedures. + Support reporting and analysis for… more
- SMBC (New York, NY)
- …(ie, Registrations, Outside Business Activities and Personal Account Dealing) + Financial Crimes Compliance + Regulatory Change Management + Compliance ... SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a...regulatory concerns and other significant matters to their manager . + Communicate policies, procedures and new regulatory… more
- JPMorgan Chase (New York, NY)
- …and solve a wide variety of evolving business issues and problems. As a Financial Institutions Group Business Manager - Executive Director within the Global ... impair our ability to do business: eg, legal, tax, regulatory , compliance + Partner with various teams on key...+ Disciplined approach to managing and improving processes and controls JPMorganChase, one of the oldest financial … more
- FirstBank PR (San Juan, PR)
- …: Support on assigned projects by the compliance managers. Competencies: + Regulatory Knowledge : Strong understanding of consumer financial laws, BSA/AML ... of the Compliance Management System (CMS), focusing on compliance with consumer financial protection laws, regulations, and the Bank Secrecy Act (BSA), including… more
- Citigroup (Tampa, FL)
- …such as equity compensation, securitization, payroll and investment accounting. + Ensuring that financial controls are in place for all key processes and that ... The Venture Capital and Private Equity Accounting Manager role will oversee the accounting, financial...date of hire. **Most Relevant Skills** Accounting Processes and Financial Controls , Assessment, Credible Challenge, Financial… more
- Capital One (Richmond, VA)
- Senior Manager , Financial Services Accounting Global Finance supports all of Capital One's worldwide financial activities, including corporate-level ... financial reporting, internal control , inter-company and tax activities....and forward-thinking professional to join us as a Senior Manager that will oversee the accounting and reporting for… more