- Citigroup (New York, NY)
- …and ensuring effective integration where applicable + Partner with Fraud Risk and Controls teams to interpret regulatory obligations and policy and identify ... rules, settings and tolerances + Scan the external environment for industry and regulatory insights to enable the best-in-class controls for wholesale Payments… more
- HUB International (Austin, TX)
- **Job Title:** Compliance Manager - Qualified Retirement Plans, 401(k) & 403(b) **Location:** Austin, TX **Department:** ERISA Compliance Services **Reports To:** ... for all. **Mission Statement:** We are a highly committed, diverse financial services organization serving hundreds of thousands of retirement plan participants,… more
- LEES MARKETPLACE (North Salt Lake, UT)
- …a positive impact in the communities in which we serve. The Pharmacy Manager oversees the daily operations of the pharmacy, ensuring compliance, safety, and ... verification, medication dispensing, immunizations, and patient counseling. The Pharmacy Manager ensures adherence to state and federal regulations and supports… more
- Capital One (Mclean, VA)
- Senior Manager , Customer Trust & Field Security Specialist - Capital One Software (Remote) About the Role: We are seeking an experienced and detail-oriented Senior ... Manager with horizontal cybersecurity expertise to join our dynamic...responses are accurate and reflect our latest technical and regulatory standing. + RFI/RFP Response: Analyze and respond to… more
- TD Bank (Asheville, NC)
- …and/or control functions and ensures alignment with enterprise and/or regulatory requirements + Participates in cross-functional / enterprise initiatives as a ... Personal & Commercial Banking **Job Description:** The Sr. Relationship Manager serves the needs of the community commercial banking...broad range of products and services to meet the financial needs of TD's customers. The job acquires, develops… more
- CIBC (Chicago, IL)
- …Financial Markets, Group Problem Solving, Leadership, Project Management, Regulatory Awareness, Regulatory Requirements, Relationship Management, Reporting ... CIBC, please visit CIBC.com (https://www.cibc.com/en/about-cibc.html) We are seeking a Senior Manager , US AML and Sanctions Training to lead the development,… more
- Scotiabank (New York, NY)
- …job offered or related occupation: implementing Data Governance programs in major financial organizations; delivering on regulatory and audit requirements in ... Senior Manager , Data Governance **Requisition ID:** 229642 **Salary Range:**...as primary point of contact for all Audit and Regulatory engagements for the GBM Data Office. Aggregate and… more
- Vanguard (Malvern, PA)
- …+ Risk & Compliance Expertise: Deep understanding of risk management frameworks, regulatory requirements (eg, SOX, HIPAA, GDPR), and control environments. + ... key assets and processes, identify and evaluate risks and controls , and suggest and implement risk mitigation strategies. The...mission-we're on a mission. To work for the long-term financial wellbeing of our clients. To lead through product… more
- M&T Bank (Buffalo, NY)
- …and services to ensure alignment. + Adhere to applicable compliance/operational risk controls in accordance with Company or regulatory standards and policies. ... + Ensure product/services are marketable, profitable and comply with legal and regulatory requirements, while minimizing risk to the Bank. + Maintain an awareness… more
- UGI Corporation (King Of Prussia, PA)
- Global Cybersecurity GRC Manager Location: King Of Prussia, PA, US, 19406 Workplace Environment: Hybrid Company: UGI Corporation Requisition Number: 27563 UGI ... position reporting to the CISO. The Global Cybersecurity Governance Risk & Compliance Manager role is responsible for growth and execution of the enterprise, wide… more