- TD Bank (New York, NY)
- …role. **Line of Business:** Financial Crime Risk Management **Job Description:** The Senior Financial Crime Risk Oversight Analyst provides a range of ... research, guidance, and business oversight to assigned portfolio, business, or function to ensure...portfolio, business, or function to ensure that strong AML/ATF/Sanctions/ABAC controls and processes are in effect to mitigate inherent… more
- Wells Fargo (TX)
- **About this role:** Wells Fargo is seeking a Financial Controls Manager within the Enterprise COSO testing team. The Enterprise Finance function contains the ... Corporate Controllers division, which includes the Enterprise Controls & Oversight (EC&O) group. The Enterprise COSO testing team is a component of EC&O.… more
- Robert Half Finance & Accounting (Chicago, IL)
- …from within. ESSENTIAL FUNCTIONS & RESPONSIBILITIES: * Management of emissions control implementation, including project management oversight , coordination of ... Global Controllership's oversight of the SOX program * Present internal control finding and status updates to various governance bodies such as Global… more
- Capital One (Mclean, VA)
- Senior Manager, Technology Change Risk Oversight Capital One is one of the fastest growing organizations in the world today, powered by our passion for our ... their advice and to deliver high-impact results. As the ** Senior Manager, Technology Change Risk Oversight ** you...(STRIDE, OWASP Top 10, MITRE ATT&CK) + Familiarity with controls and control frameworks ( NIST Cybersecurity… more
- Citigroup (Getzville, NY)
- …Business partners and Transformation teams on new initiatives/projects to ensure that financial controls are robustly considered and implemented Oversee and ... The Books and Records Oversight team within Markets Operations primary objective is...is to strengthen the books and records discipline and control framework within Markets Operations. The function has been… more
- USAA (Tampa, FL)
- …and impactful. **The Opportunity** We are seeking a Business Risk and Controls Senior with expertise in developing, implementing, and maintaining effective ... alerts as they occur, including monitoring of resulting exception cases. + Provides control oversight to ensure compliance with laws and regulations. + Serves… more
- Citigroup (Wilmington, DE)
- …in the development and execution for controls . + Proven experience in control related functions in the financial industry. + Proven experience in ... 10+ years of experience in operational risk management, compliance, audit, or other control -related functions in the financial services industry. + Commitment to… more
- Vanguard (Malvern, PA)
- …Department, Compliance Department colleagues, global partners including Risk, and other control / oversight groups like Supervision. + Adopt and implement best ... Financial integrity from the inside out Vanguard's core...with business partners on assessing and enhancing risk management controls . The ideal candidate will have experience in scaling… more
- TD Bank (New York, NY)
- …you more specific details for this role. **Job Description:** **Position:** Financial Crime Risk Oversight Specialist, Transaction Monitoring & Investigations ... **Reports to:** Director, Financial Crime Risk Oversight , TD Securities, US...plays a key role within US FCRM TDS Business Oversight . **Primary duties include:** + Demonstrate governance, control… more
- Wells Fargo (Las Vegas, NV)
- …provides clients access to some of the United States' leading providers of financial and investment services. Through WIM's businesses, we deliver a full range of ... meet clients' unique needs and to help them achieve financial goals. WIM provides financial products and...mitigation. **About this role:** Wells Fargo is seeking a Senior Lead Business Accountability Specialist with legal and tax… more