- US Bank (Charlotte, NC)
- …activities by integrating other internal audit subject matter teams (product/service, technology, compliance , financial crimes , etc.) to ensure appropriate ... products/services, systems, and associated risks/controls + Considerable knowledge of Risk / Compliance /Audit competencies + Considerable knowledge of applicable… more
- University of Iowa Community Credit Union (North Liberty, IA)
- …Retail Enablement, Regional Managers, Internal Audit and Compliance and Risk . . Maintains a strong understanding of financial institution requirements ... with the Bank Protection Act. . + Maintains a strong understanding of financial crimes , loss prevention, and associated industry and geographical trends… more
- University of Utah (Salt Lake City, UT)
- …collaboration with research teams, training and supervising students and employees, financial management of the program budget, partnerships with foundation and ... and training students and professions, collaborating with research teams, and financial management functions in areas including (but not limited to)… more
- University of Utah (Salt Lake City, UT)
- …and contractual terms - into the accounting system to ensure downstream compliance and financial accuracy. The successful candidate will be detail-oriented, ... Within this environment, the Office of Research Management & Compliance ( RMC ) plays a critical role in...critical role in ensuring research is supported with strong financial stewardship, integrity, and accountability. RMC is undergoing a… more
- USAA (Charlotte, NC)
- …required) may be substituted in lieu of degree. + 2 years of experience in financial services investment, or financial crimes . + Basic understanding of the ... activities are effectively identified, measured, monitored, and controlled in accordance with risk and compliance policies and procedures. **What you have:** +… more
- Guidehouse (Lewisville, TX)
- …to: + Performing AML alert/case reviews, seeking to mitigate risks associated to financial crimes and suspicious activity. + Applying research and analytic ... and recommend solutions to close open items and discrepancies. + Experience processing financial crime risk management typologies as related to brokerage and… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …clients, financial advisors, and firm from fraud, money laundering, and other financial crimes . The team is responsible for ensuring the firm is complying ... **Raymond James** **Overview** **One of the largest independent financial services firms in the country could be...the Enhanced Due Diligence (EDD) team to better understand high- risk client reviews & processes + Contribute to projects… more
- HSBC (Buffalo, NY)
- …and business partners, not limited to: WRMs (Wealth relationship manager), Regulatory and Financial Crimes Compliance , AML (Anti money Laundering), Legal, ... communicate requirements needed for specific transactions. Successful administration will alleviate financial , market, regulatory and reputational risk to the… more
- Mizuho Corporate Bank (New York, NY)
- …of financial products and businesses, risk stripes, operations, treasury, compliance , financial crimes and IT/cyber risks. + Direct experience in ... on the organization, and implementing necessary changes to ensure ongoing compliance . SummaryThe Regulatory Relations Team is seeking an Assistant Vice President… more
- Meta (New York, NY)
- …investigative tools and processes 14. 3+ years experience in managing a financial crimes investigations team 15. Experience leading cross-functional projects, ... **Summary:** As a leader on the Meta FinTech Compliance Transaction Monitoring Financial Intelligence Unit...other data sets in order to assess transaction monitoring risk and enforce against accounts at scale 6. Stay… more