- Rhythm Pharmaceuticals (Boston, MA)
- …ensuring compliance with travel and expense policy, and preventing fraud . + Additional Duties + Support insurance policy renewals and coordinate information ... of the company's treasury function, including cash operations and reporting, compliance , and treasury technology administration across a dynamic and growing… more
- PNC (Dallas, TX)
- …will be responsible for supporting enterprise-level risk management across technology, fraud , business continuity, and non- compliance functions. This role sits ... * Collaborate with technology teams and governance stakeholders to ensure compliance with internal standards and external regulations. * Review and challenge… more
- Main Street Bank (Marlborough, MA)
- …Conduct thorough interviews with applicants to determine their needs, evaluating financial status, creditworthiness, and property details to recommend the most ... loan products. Provide thoughtful guidance to loan customers on beneficial financial strategies and responsible loan management. + Initiate complete loan… more
- NBT Bank (Lake Placid, NY)
- …focus on sales activities and related results. Monitors, identifies and controls compliance risks and operational exposure and assists with management of the branch ... Experience: + 4-year college degree or equivalent retail, retail banking, or financial services experience. + 3 years retail banking experience preferred. + Business… more
- TD Bank (Greenville, SC)
- …impact; typically oversees standards, controls and operating methods that have significant financial and operational impact within the context of own field + ... Control Self-Assessment, Business Continuity Management, Outsourcing & Vendor Management, Regulatory Compliance (eg CDIC, AML, Privacy, IDA, CBA, SOX, Basel etc.) +… more
- Columbia Bank (Irvine, CA)
- …oversight and guidance required. + Educate and consult with attorneys, external compliance , clients and financial advisors o acceptable practices for alternative ... independently, work collaboratively, and support our broader purpose. Think of us as financial partners, because at Columbia, we believe the best way forward is… more
- Securities and Exchange Commission (Washington, DC)
- …You would supervise multidisciplinary offices that conduct reviews to ensure compliance with the applicable disclosure and accounting requirements and collaborate ... Securities Act of 1933; the registration, reporting, proxy and other disclosure and fraud provisions of the Securities Exchange Act of 1934; the Sarbanes-Oxley Act… more
- BMO Financial Group (Minneapolis, MN)
- …client acquisition opportunities. Assures that all SBA lending is conducted in compliance with internal controls and adherence to audit, regulatory, and ... compliance policies. Supports EMM Relationship Managers (and other internal...sales of commercial banking (EMM) products and comprehensive, holistic financial solutions, and identifies and initiates cross-sell opportunities in… more
- Banco Popular Puerto Rico (San Juan, PR)
- …Know Your Customer (KYC), Client Due Diligence (CDD), and other forms of financial crimes monitoring. + Draft detailed technical and regulatory reports on model ... risk, ensuring compliance with frameworks such as SR 11-7, OCC 2011-12,...among others), as well as BSA, AML, OFAC, and fraud -related requirements, is considered Other Qualifications + Excellent problem… more
- RELX INC (Alpharetta, GA)
- …achieve justice and fair results for their clients; businesses and governments prevent fraud ; consumers access financial services and get fair prices on ... you'll drive continuous improvement in processes, ensuring robust governance and compliance with industry best practices. This position will be hybrid in… more