- SMBC (Sacramento, CA)
- … Governance will be responsible for the ongoing administration of the Financial Crimes Compliance ("FCC") Data Analytics, Model Governance and Model ... in financial crimes compliance, particularly with data, platforms, data governance , and data management; * Bachelor's degree in information management, computer… more
- LifePoint Health (Henderson, NC)
- …to drive efficient patient flow). Work collaboratively with CEO, Chief Nursing Officer , Chief Financial Officer , and Assistant Administrator keeping ... donation programs . Employee Assistance Program - mental, physical, and financial wellness assistance . Loan Repayment and Tuition Reimbursement/Assistance for… more
- SMBC (Jersey City, NJ)
- …as their related business impacts. + Understanding of large and complex financial institutions, and their functions, including Risk Management, Compliance, Legal ... Financial Services + 4+ years of experience within Banking or Financial Services Regulatory Compliance, Governance , Legal, or related department, preferably… more
- Wells Fargo (Charlotte, NC)
- …& ECO): CR & ECO sets requirements and provides subject matter expertise, governance , oversight, insights, and controls to mitigate risk associated with ... customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance),… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- As the Vice President, Sanctions Officer , you will be the strategic and operational lead for the firm's global sanctions compliance program. Reporting to the Chief ... AML Officer , you'll be responsible for ensuring adherence to OFAC...to OFAC and international sanctions regulations and driving proactive risk -based initiatives to protect the firm from legal, regulatory,… more
- CIBC (New York, NY)
- …**What You'll Be Doing:** The Swap Dealer Compliance Officer is responsible for performing important advisory, training, surveillance ... to support CIBC's Swap Dealer Compliance program. The Swap Dealer Compliance Officer is primarily responsible for 1) advising CIBC's global Swaps OTC Derivatives… more
- CACI International (Doral, FL)
- …Required Certifications (Must possess at least one): + (ISC)2 Certified in Governance , Risk and Compliance (CGRC) / Certified Authorization Professional (CAP) ... Information Systems Security Officer , Senior Job Category: Security Time Type: Full...be responsible for the cybersecurity of assigned systems/enclaves, performing Risk Management Framework (RMF) and compliance activities (eg, eMASS,… more
- Wells Fargo (Chandler, AZ)
- …customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), ... it here.** At Wells Fargo, we're more than a financial services leader - we're a global trailblazer committed...risk decisions. There is emphasis on proactive monitoring, governance , risk identification and escalation, as well… more
- SMBC (New York, NY)
- …**Role Description** The SMBC Capital Markets, Inc. Capital Market Business Control Officer is a business-aligned change agent and risk management individual ... SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a...office activities and assist specialized domain SMEs (eg, IT Risk , Data Governance ) in the implementation of… more
- Vanguard (Malvern, PA)
- …comprehensive risk assessments and develop strategies to mitigate potential financial crimes. Utilize data analytics to enhance detection scenarios and support ... executive role is crucial in safeguarding our organization and clients from financial crimes, including fraud, money laundering, and other illicit activities. The… more