- TD Bank (New York, NY)
- …data governance, trade surveillance systems, and regulatory requirements at a large investment bank/systemically important financial institution in the US. Our ... + 10 years of experience in surveillance data quality at a large investment bank/systemically important financial institution (SIFI) in the US. + Demonstrated… more
- CIBC (Newport Beach, CA)
- …as a trusted advisor, while surrounding the relationship with specialists (Private Banker, Investment Manager and Trust Advisor). + Focus on external calling and ... Advisory solutions including banking products/offerings, asset management, estate and financial planning and capital markets. + Identify opportunities for… more
- Mizuho Corporate Bank (New York, NY)
- …and investment banking, capital markets, equity and fixed income sales & trading, derivatives, FX, custody and research. Visit www.mizuhoamericas.com. Mizuho ... managing the audit process from initiation to completion and assisting the Group Manager with the administrative control of the Group. Job Description The technology… more
- Bank of America (Red Bank, NJ)
- …including planning for retirement, education, legacy, and other life goals through investment advice and guidance. Merrill's Financial Advisors and Wealth ... Management is a leading provider of comprehensive wealth management and investment products and services for individuals, companies, and institutions. Merrill Wealth… more
- City National Bank (Jersey City, NJ)
- …procedures, and regulatory requirements. Assigned to one of the following areas: Financial , operational and process audits to assess the adequacy of the banks ... benefit, and personal trust relationships, propriety mutual funds, security sales and trading, and insurance activities. Compliance with various...assigned. * Assists the Senior Auditor and or Audit Manager in the development of the audit scope. *… more
- Edgewell Personal Care (Shelton, CT)
- …will serve as the lead strategic finance partner to the BU General Manager , delivering dedicated financial guidance and actionable insights to drive business ... + Provide strategic financial insights and decision support to the BU ** Investment & ROI Oversight** + Oversee the financial viability of all commercial… more
- BMO Financial Group (Green Bay, WI)
- Achieves sales and other targets established by business plans. Continuously assesses and improves the work processes for sales and service management, risk ... maximize effectiveness and efficiency. Optimizes opportunities through deal teams and sales calls, maximizing business success. Influences the strategic direction of… more
- HUB International (New Orleans, LA)
- …new client relationships + Actively develop skills in various software programs for investment and financial planning **Work Experience:** + 2+ years of prior ... + Understanding of wealth management including fee-based consulting, mutual funds, money manager programs, insurance and financial planning + Previous experience… more
- BMO Financial Group (Aurora, CO)
- …and prospects. Identifies customer needs and provides advice and guidance regarding financial solutions that are in the best interests of customers. Works ... to recommend alternative banking channels and provide personal banking and investment advice. + Meets customer transaction-based needs with seamless execution. +… more
- Neuberger Berman (New York, NY)
- …._ Founded in 1939, Neuberger Berman is a private, independent, employee-owned investment manager . From offices in 39 cities worldwide, the firm ... Portfolio Managers, Asset Management Business Control (AMBC), the Private Wealth Investment Group and internal and external operational groups + Monitor account… more