- MUFG (Irving, TX)
- … Financial Crime Strategy and Oversight** , the Vice President, **Head of Financial Crimes and Compliance Human Capital Strategy** , is a critical divisional ... leader responsible for executing the long-term human capital vision and roadmap that aligns with the...not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the… more
- Raymond James Financial, Inc. (New York, NY)
- **Job Summary** Operating with a high level of autonomy, the Capital Markets Chief Compliance Officer will lead and oversee the design, implementation, and ... member of the RJF Compliance Senior Leadership Team, the Capital Markets Chief Compliance Officer will collaborate...+ SEC, FINRA, FRB Bank Holding Company, and state regulatory frameworks. + Financial markets, investment products,… more
- Citigroup (Irving, TX)
- …Risk Office (Finance CRO) organization is responsible for second-line oversight of regulatory capital management, including measurement of spot regulatory ... to senior management. **Reporting Structure** **and** **Responsibilities** - The Capital and RWA Oversight Officer will be...concepts in simple terms + Previous experience in Basel Regulatory Capital Controllers, Regulatory … more
- Citigroup (New York, NY)
- …of this role include guiding resolution planning and recovery, as well as managing regulatory capital activities connected to stress testing. This role is vital ... to the company's operations, helping to uphold financial stability, manage potential risks, and ensure ...insights for various P&L components. + Relevant experience with Capital Planning/Adequacy Process and Capital regulatory… more
- Capital One (Mclean, VA)
- …products, services, educational tools or other information available through this site. Capital One Financial is made up of several different entities. ... Dir, Information Security Officer Cybersecurity is essential to what we do at Capital One, from protecting our customers to our associates. As part of the… more
- Huntington National Bank (Columbus, OH)
- Description The Huntington Capital Markets Enterprise Compliance Risk Director Senior will play a critical role in the execution and implementation of the Compliance ... business. The successful candidate will have knowledge of investment banking and capital markets compliance requirements including relevant FINRA, SEC, OCC and MSRB… more
- Capital One (New York, NY)
- …products, services, educational tools or other information available through this site. Capital One Financial is made up of several different entities. ... Head of Product, Commercial Bank Capital Markets ** Capital Markets | Head...a well-managed and compliant manner. Reporting to Chief Product Officer of the Commercial Bank and sitting on the… more
- SMBC (Jersey City, NJ)
- …offers a competitive portfolio of benefits to its employees. **Role Description** The Regulatory Change Management Officer works with the Regulatory Change ... matters related to overseeing timely implementation for SMBC. **Role Objectives** The Regulatory Change Management Officer role works with departments across… more
- Oregon State University (Corvallis, OR)
- …Department College of Ag Admin (AGA) Position Title Administrator 3-Faclt/Ops Job Title Regulatory and Safety Compliance Officer & Corvallis Farm Unit Director ... Summary The College of Agricultrual Sciences is seeking a Regulatory and Safety Compliance Officer & Corvallis...activities across the college. 10% - Farm Budgeting and Financial Planning + Develop and manage a comprehensive … more
- SMBC (New York, NY)
- …a competitive portfolio of benefits to its employees. **Role Description** The Director, Sr. Regulatory Officer works with the Regulatory Relations team to ... examiner commissioning program strongly preferred. + Comprehensive knowledge of financial services supervisory and regulatory environment including familiarity… more