- American Express (New York, NY)
- …(preferably a CPA) with a minimum of 6 years of financial /accounting/internal audit/public accounting/ operational risk experience across Finance, ... a robust governance framework and testing program to manage financial reporting risk in compliance ...Audit Approach, SOX; Process Self-Assessment and Operational Risk Management + Strong understanding of financial … more
- MUFG (Tampa, FL)
- …as well as introduction of new regulations & regulatory guidance in collaboration with Operational Risk Management partners. + Assess the impact of new or ... documents by performing analytical comparisons or gap analyses in collaboration with Operational Risk Management partners. + Review related Subject Matter Expert… more
- Regions Bank (Birmingham, AL)
- …area, or program. **Primary Responsibilities** + Serves as subject matter expert in compliance and operational risk to effectively execute testing activities ... Bachelor's degree and seven (7) years of experience in Compliance , Operational Risk , Quality Assurance/Control,...Specialist (CAMS) + Certified Information Security Auditor (CISA) + Financial Risk Manager (FRM) + Financial… more
- Citigroup (Irving, TX)
- …controls after the execution of a process (QA). + Support and contribute to Operational and Compliance Risk in accordance with established Policy ... assess, escalate, and manage risk exposures across Risk Categories ( Operational Compliance , Strategic,...transparency. **Qualifications:** + 4-6 years of experience in a Financial Institution + Risk & Controls experience… more
- Huntington National Bank (Columbus, OH)
- … governance. Core Competencies + Enterprise Risk Management (ERM) + Operational Risk & Controls + Regulatory Compliance (Basel, OCC, FRB, FDIC) + Risk ... + Risk & Control Self-Assessments (RCSA) + Operational Risk Frameworks + Issue Management &...+ Minimum of 10 years of experience in regulatory compliance within the banking or financial services… more
- JPMorgan Chase (Wilmington, DE)
- Join our team to play a pivotal role in mitigating tech risks and upholding operational excellence, driving innovation in risk management. As a Tech Risk & ... and Technology Controls organization, you will be responsible for identifying, and mitigating compliance and operational risks in line with the firm's standards.… more
- JPMorgan Chase (Houston, TX)
- …to strengthen risk posture and regulatory compliance + Oversee and monitor operational risk in line with the firm's Control and Operational Risk ... a pivotal role in mitigating tech risks and upholding operational excellence, driving innovation in risk management....Fraud, you will be responsible for identifying, and mitigating compliance and operational risks in line with… more
- TD Bank (Mount Laurel, NJ)
- …who can provide you more specific details for this role. **Line of Business:** Financial Crime Risk Management **Job Description:** The Financial Crime ... is outlined in the general description below. The Senior Financial Crime Risk Analyst role contributes to...with FCRM partners and other related groups (such as Compliance , Legal and Risk etc.) to support… more
- Wells Fargo (Charlotte, NC)
- …for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively ... role:** Wells Fargo is seeking a Business Accountability Specialist on the Higher Risk Customer Management (HRCM) team within Financial Crimes Operations. **In… more
- Comerica (Farmington Hills, MI)
- …framework and corporate objectives. This position will be an extension of the Senior Operational Risk Director and will involve working with leaders and/or teams ... with policy and regulatory requirements. Manage team that will execute on ORM ( operational Risk Management) to oversee all first line business functions as it… more