- Tradeweb (New York, NY)
- …SCI, CFTC SEF requirements, NIST) related to operational resilience and technology risk in US financial markets. + Proficiency in Microsoft Excel, PowerPoint ... executed controls. **Job Responsibilities** + Serve as the embedded operational risk advisor within trading and technology...Train and coach front office and infrastructure teams on risk ownership, control execution, and compliance with… more
- MUFG (Tampa, FL)
- …provide more details. Overall Purpose of Job: Reporting to the Head of Operational Risk Framework Execution and Business Coverage Teams, responsible for ... FLoD to develop appropriate key metrics and monitor FLoD operational risk reporting and metrics for negative...items + OMR SME reviewer for Product & Services risk assessments + Perform sample-based framework compliance … more
- City National Bank (Rock Hill, SC)
- …financial services industry * Minimum 5 years of experience in risk management, operational risk management, compliance , or audit * Minimum 3 years of ... Strong business knowledge of financial services * Understanding of Risk Management/ Operational Risk Management * Strong knowledge of internal control… more
- City National Bank (Charlotte, NC)
- …of experience in risk management, operational risk management, compliance , or audit functions in the financial services industry * Minimum 7 years ... * OPERATIONAL RISK BUSINESS OVERSIGHT PROGRAM MANAGER*...literacy * Lead the execution of ORM framework key risk activities, including monitoring compliance with ORM… more
- PenFed Credit Union (Mclean, VA)
- …experience in enterprise risk management, operational risk management, financial risk management, governance, compliance , or audit in the ... and Compliance (GRC) system to support operational risk management + Provide effective challenges...is one of the country's strongest and most stable financial institutions with over 2.9 million members and over… more
- Crowley Maritime Corporation (Jacksonville, FL)
- …to remediation, etc.). Performs a variety of moderate to complex financial , operational and compliance audits. Design risk -based audit programs that ... policies, procedures and regulatory requirements while providing recommendations to enhance operational efficiency and reduce risk exposure. Accountable for … more
- Cambridge Savings Bank (Waltham, MA)
- POSITION: Operational Risk Analyst Summary: At Cambridge Savings Bank, our purpose is to have a positive impact on our customers, employees, and community's ... having a strong commitment to diversity and inclusion. The Operational Risk Analyst, under the direction of... Management principles and philosophy. + Sound understanding of financial management and state and federal banking compliance… more
- SMBC (White Plains, NY)
- …Reporting to the Operational Risk Officer Vice President (VP), Director of Operational Risk , and Head of Non- Financial Risk , the Associate ... Defense Risk Management Department Americas Division's (RMDAD) Operational Risk and Other Risks Group (ORORG)...governance and input of data into the firm's Governance, Risk and Compliance (GRC) application + Facilitate… more
- JPMorgan Chase (Tampa, FL)
- …the status quo and striving to be best-in-class. As a Technology Operational Risk Management Lead within the Compliance Conduct and Operational Risk ... Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you are at...will proactively identify areas of emerging technologies that introduce operational risk and have a good understanding… more
- Citigroup (New Castle, DE)
- …Foundational Programs or Policy Teams + USPB Compliance Officers + USPB Senior Operational Risk Managers + Enterprise ORM Risk Category Owners (eg, ... **POSITION OBJECTIVE** Reporting to the 2nd Line Operational Risk Senior Group Manager, who...of relevant metrics including business self-assessment, Internal Audit or Compliance reviews, Regulatory exams, internal and external loss data.… more
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