- JPMorgan Chase (Tampa, FL)
- …distributing detailed compliance testing review reports. + Foster collaboration with Compliance and Operational Risk Officers on various engagements. ... initiatives that enhance the business control environment through recommended updates to the Compliance and Operational Risk Evaluation (CORE) application. +… more
- Bloomberg (New York, NY)
- …do anywhere else. It's up to you to make it happen. **Our Team:** Bloomberg's Risk and Compliance Departments play a critical role in supporting our businesses ... evidenced by our award-winning pro bono program. The Chief Risk Office and Global Compliance team provide...products and services. We work to address regulatory and operational issues, ensure compliance with current/developing rules… more
- TD Bank (New York, NY)
- …monitor, and enhance the effectiveness of financial controls, ensuring accuracy, compliance , and risk mitigation across the bank's financial reporting ... AMCB Finance division, designed to strengthen AMCB's governance and control environment over financial reporting and operational processes. It aims to do so by… more
- TD Bank (New York, NY)
- …program that meets regulatory requirements and mitigates financial crime risk . This involves providing guidance on regulatory compliance , close partnership ... 7 to 10 years of knowledge and experience in risk , compliance or financial crimes...and speciality + Expert knowledge of the business and operational functions supported + Typically a subject matter expert… more
- Bloomberg (New York, NY)
- …do anywhere else. It's up to you to make it happen. **Our Team:** Bloomberg's Risk and Compliance Departments play a critical role in supporting our businesses ... evidenced by our award-winning pro bono program. The Chief Risk Office and Global Legal and Compliance ...products and services. We work to address regulatory and operational issues, ensure compliance with current/developing rules… more
- NBC Universal (New York, NY)
- …Process Owners, and the Financial Technology Strategy Group, establish an appropriate risk , control and compliance approach which is robust but is adaptable ... governance forums + Support and help guide the operational teams and offshore partner to successfully meet internal...& automation + Experience in implementing / managing Governance Risk Compliance tool + Project management skillset… more
- Amazon (Arlington, VA)
- …ownership covering the United States and Canada Risk programs which may include financial crimes, operational , compliance and financial risks. * ... contribute to risk -based assessments, including risk appetite assessments, AML/CFT risk assessments, compliance risk assessments, entity risk … more
- TD Bank (Mount Laurel, NJ)
- …US Compliance , we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role ... controls; + End to end completion of the regulatory compliance risk assessment which includes review and...oversees standards, controls and operating methods that have significant financial and operational impact within the context… more
- City of New York (New York, NY)
- …was created by Mayor Eric Adams to assist City agencies in assessing their operational , financial and compliance risks, eliminating and preventing waste and ... individual City agencies to help them create and enhance risk management and compliance programs and develop...tools that will enable them to flag programmatic and operational risks. This position works primarily with MoRMC's Audit… more
- TD Bank (Greenville, SC)
- …monitor, and enhance the effectiveness of financial controls, ensuring accuracy, compliance , and risk mitigation across the bank's financial reporting ... AMCB Finance division, designed to strengthen AMCB's governance and control environment over financial reporting and operational processes. It aims to do so by… more