- MUFG (Tempe, AZ)
- …and financial crimes compliance issues data and information for regulatory and Internal Audit engagement requests including: + Identification of responsive ... (b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association… more
- Deloitte (Morristown, NJ)
- …creation of industry perspectives, lead generation materials, and proposals The Team Our Regulatory & Financial Risk offering supports clients' regulatory ... Senior Consultant, Regulatory Reporting Our Deloitte Regulatory , Risk...related field + 4+ years of experience in the financial services or consulting industry related to one or… more
- Mizuho Corporate Bank (New York, NY)
- …Assistant Vice President : This position is as a senior SME in the derivatives regulatory reporting tea m . Depending on your specific function within Regulatory ... expansion of existing functionality to ensure adherence to the regulatory requirements that the Mizuho Americas derivatives business is...part of the recruitment process . Company Overview Mizuho Financial Group, Inc. is the 15th largest bank in… more
- New York State Civil Service (New York, NY)
- …HELP No Agency Financial Services, Department of Title Assistant Chief Regulatory Unit (Director Financial Services Programs 2, SG-33) Occupational Category ... 10004 Duties Description The New York State Department of Financial Services seeks to build an equitable, transparent, and...is seeking candidates for the position of Assistant Chief Regulatory Unit in the Health Bureau. Duties include, but… more
- Mizuho Corporate Bank (New York, NY)
- …periodic and on-going assessments of the accuracy, completeness and timeliness of financial regulatory reports submitted to the US bank regulators. The ... for issue escalations. This position requires expertise in both financial and regulatory reporting pertaining to financial institutions, and experience… more
- Charles Schwab (Westlake, TX)
- …guidance. The **Director, Regulatory Liaison Office** role will support the financial regulatory focus for capital, liquidity, market and interest rate risk, ... or equivalent experience required. + 7+ plus years of regulatory experience with a prudential financial regulator or working in a financial institution… more
- Citigroup (Tampa, FL)
- … tools and processes, which then culminates with instituting common and optimized financial / regulatory reporting processes. Global Regulatory and Capital ... instruments, especially those related to loans. + An understanding of financial & regulatory reporting, and/or credit risk management. + Experience in analytics… more
- Mizuho Corporate Bank (New York, NY)
- About the Team: Mizuho Americas Finance - Financial Regulatory Reporting is a team responsible for the preparation of regulatory filings for multiple ... is a must. + Minimum 5 years of experience in financial reporting, regulatory reporting, risk management, or related field in banking industry. Proven… more
- Wells Fargo (Phoenix, AZ)
- …for Wells Fargo Regulatory Relations, the Enterprise Policy Office, Non- Financial Regulatory Reporting Governance, and the Office of Consumer Practices. ... accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively… more
- Eversource Energy (East Berlin, CT)
- …with expert witnesses\. Manage preparation of responses to data requests\. + Supports financial , regulatory and policy research in support of regulatory ... in an ethical manner\. Ensures regulatory deliverables reflect accounting and regulatory practices and financial principles used in general industry, as well… more