- American Express (New York, NY)
- …governance, reporting & analytics, working with stakeholders across the enterprise, regulatory support and building capabilities. The incumbent will report to the ... and reporting on credit findings (eg, finding themes etc.) **Internal Audit, Regulatory and Enterprise Risk Management (ERM) Support** + Coordinate with functional… more
- SMBC (Jersey City, NJ)
- SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, ... than 130 offices and 80,000 employees worldwide in nearly 40 countries. Sumitomo Mitsui Financial Group, Inc. (SMFG) is the holding company of SMBC Group, which is… more
- American Express (New York, NY)
- …in a safe, sound and fully compliant manner within all applicable regulatory expectations. We create and maintain the overall risk management framework while ... ensuring legal and regulatory compliance. We are passionate about driving the company's...years of experience in risk management functions at large financial institutions; G-SIB or large-bank experience strongly preferred. +… more
- Wells Fargo (Charlotte, NC)
- …work experience, training, military experience, education + US Only: Successfully completed Financial Industry Regulatory Authority (FINRA) Series 7 and 63 ... accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively… more
- SMBC (Charlotte, NC)
- SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, ... than 130 offices and 80,000 employees worldwide in nearly 40 countries. Sumitomo Mitsui Financial Group, Inc. (SMFG) is the holding company of SMBC Group, which is… more
- AIG (New York, NY)
- …member companies provide a wide range of property casualty insurance and other financial services to customers in more than 80 countries and jurisdictions. These ... and individuals protect their assets, manage risks and provide financial security. Make your mark in Global Legal, Compliance...security. Make your mark in Global Legal, Compliance and Regulatory Our Global Legal, Compliance and Regulatory … more
- JPMorgan Chase (Jersey City, NJ)
- …to embed PCI controls at scale, maintain year-round compliance, and reduce regulatory /contractual and reputational risk. If you are a passionate and driven leader ... technology modernization (leveraging GenAI tools and engineering forward processes), regulatory /contractual expectations, and business objectives. + Serve as the PCI… more
- Regions Bank (Hoover, AL)
- …on mitigating risk. **Primary Responsibilities** + Ensures full compliance with Financial Industry Regulatory Agency (FINRA), Securities and Exchange Commission ... start date + Strong understanding of investment products, portfolio management, financial planning, and regulatory compliance **Skills and Competencies** +… more
- Parker Hannifin Corporation (Kalamazoo, MI)
- …and tactical goals, policies, and procedures, and by ensuring contract and regulatory compliance. Responsibilities * Manages and is accountable for the performance ... Approves resource requirements and effort estimates. Applies understanding of program financial reporting methods. * Establishes direction for functional team and… more
- Citigroup (Tampa, FL)
- …industry standards, widely accepted business practices, laws, rules, and regulatory guidelines, escalating as appropriate + Collaborates across internal lines ... evaluates, and contributes to the appropriate management of legal, regulatory , and reputational risk by collaborating with ICRM &...+ 2-4 years of relevant industry experience, preferably in financial services + Banking or financial industry… more