- SMBC (Charlotte, NC)
- SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, ... than 130 offices and 80,000 employees worldwide in nearly 40 countries. Sumitomo Mitsui Financial Group, Inc. (SMFG) is the holding company of SMBC Group, which is… more
- AIG (New York, NY)
- …member companies provide a wide range of property casualty insurance and other financial services to customers in more than 80 countries and jurisdictions. These ... and individuals protect their assets, manage risks and provide financial security. Make your mark in Global Legal, Compliance...security. Make your mark in Global Legal, Compliance and Regulatory Our Global Legal, Compliance and Regulatory … more
- JPMorgan Chase (Jersey City, NJ)
- …to embed PCI controls at scale, maintain year-round compliance, and reduce regulatory /contractual and reputational risk. If you are a passionate and driven leader ... technology modernization (leveraging GenAI tools and engineering forward processes), regulatory /contractual expectations, and business objectives. + Serve as the PCI… more
- Regions Bank (Hoover, AL)
- …on mitigating risk. **Primary Responsibilities** + Ensures full compliance with Financial Industry Regulatory Agency (FINRA), Securities and Exchange Commission ... start date + Strong understanding of investment products, portfolio management, financial planning, and regulatory compliance **Skills and Competencies** +… more
- Parker Hannifin Corporation (Kalamazoo, MI)
- …and tactical goals, policies, and procedures, and by ensuring contract and regulatory compliance. Responsibilities * Manages and is accountable for the performance ... Approves resource requirements and effort estimates. Applies understanding of program financial reporting methods. * Establishes direction for functional team and… more
- Citigroup (Tampa, FL)
- …industry standards, widely accepted business practices, laws, rules, and regulatory guidelines, escalating as appropriate + Collaborates across internal lines ... evaluates, and contributes to the appropriate management of legal, regulatory , and reputational risk by collaborating with ICRM &...+ 2-4 years of relevant industry experience, preferably in financial services + Banking or financial industry… more
- CVS Health (Hartford, CT)
- …regarding areas of federal, state, and municipal employment related regulatory requirements (eg, FLSA/Wage Hour; ADA/Disability; FMLA/USERRA/Leave Laws; HIPAA; SOX; ... community on HR policy and compliance matters by monitoring the external regulatory environment and by interacting with external regulators. + Researching and… more
- City of New York (New York, NY)
- …history. This investment, coupled with a commitment to reduce administrative and regulatory barriers, is a multi-pronged strategy to tackle New York City's complex ... opportunities for equitable growth. The Division of Economic Opportunity and Regulatory Compliance: The Division of Economic Opportunity and Regulatory … more
- JPMorgan Chase (Columbus, OH)
- …and guide multiple teams to success at one of the world's leading financial institutions. **The Legal & Regulatory Control Operations (L&RCO) Product Group ... as they experience or service challenging life, legal or regulatory events or needs.** As a Manager of Software...very large and complex environment Chase is a leading financial services firm, helping nearly half of America's households… more
- Capital One (Mclean, VA)
- …the firm. These frameworks are driven by both internal and regulatory considerations, including Capital One's Internal Liquidity Stress Test (Fortify Funding), ... One's full liquidity adequacy framework, inclusive of all internal and regulatory liquidity stress testing frameworks. **Responsibilities** **:** + Develop a… more