- Deloitte (Stamford, CT)
- …by the changing financial instruments and the need for responsiveness to regulatory change. The Lead Analyst will be expected to gain a solid understanding of ... Independence team, you'll be on the cutting edge of regulatory compliance, focusing on managing entity data in our... compliance, focusing on managing entity data in our financial relationship monitoring system. In this role, you'll manage… more
- PNC (PA)
- …Credit Analysis and Verification, Customer Experience Management., Effective Communications, Financial Engineering, Regulatory Environment - Financial ... occasional absence days each year, unless otherwise required by law ; between 15 to 25 vacation days each year,...Mortgage Licensing Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority (FINRA), which prohibit… more
- NextEra Energy (Juno Beach, FL)
- …infrastructure projects. The successful candidate must have experience with financial due diligence, scheduling, budgeting, and successfully managing large ... the project life cycle, including early issue identification and resolution, financial feasibility and progress analysis, internal and external reporting, and close… more
- Alight (IL)
- …credit card and payment processing agreements + Advise on US and Canadian financial regulatory requirements, such as those relating to NACHA compliance, ACH ... regulatory and operational risks in intercompany and other financial transactions + Support corporate development transactions (mergers, acquisitions,… more
- RELX INC (Houston, TX)
- …organization for breaking news and forward-looking analysis on legal and regulatory risk across the globe. Investigative journalists provide exclusive reporting on ... risk: Intellectual Property, Antitrust, M&A, Data Privacy & Security, Financial Crime, Trade, State Aid and Sector Regulation. Trusted...Trade, State Aid and Sector Regulation. Trusted by top law firms, corporate counsel and the public sector, our… more
- PNC (New York, NY)
- …Fair Enforcement for Mortgage Licensing Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority (FINRA), which prohibit the hiring of ... sheet, particularly as these initiatives relate to interest rate risk, regulatory capital, and liquidity requirements. The ALM associate's primary responsibility… more
- TD Bank (Mount Laurel, NJ)
- …Additional responsibilities will include assisting in response to periodic examinations by regulatory agencies and internal audit, ad-hoc requests related to the CRA ... policies, procedures, and other business line documents to ensure compliance with regulatory requirements. **The above details are specific to the role which is… more
- TD Bank (Mount Laurel, NJ)
- …communicating with staff and senior management of the Bank with respect to regulatory risk and other matters + Empowered to make prudent professional recommendations ... for coordinating business continuity management (BCM) processes and supporting regulatory /compliance related initiatives impacting overall risks to the business (eg… more
- City National Bank (Newport Beach, CA)
- …the sales and relationship management perspective, will assist clients to meet their financial needs, providing sound financial advice and acting as a trusted ... and Credit policies and procedures as well as all regulatory requirements (eg Bank Secrecy Act, Know Your Client,...processes * Personal & Small Business Financials - reviewing financial statements / tax returns of both individuals and… more
- GE Aerospace (Kansas City, MO)
- …to the Finance teams and the organization on statutory accounting, filings and regulatory requirements. Assist financial reporting teams as required to ensure ... other insurance products Responsible for driving technical accounting compliance, financial and operational internal controls, process simplification, and operational… more