- Fiserv (Alpharetta, GA)
- …using .NET Core, Swagger, and OAuth 2. + Strong understanding of financial services, specifically wire transactions and regulatory compliance requirements. + ... move money and information in a way that moves the world. We connect financial institutions, corporations, merchants and consumers to one another millions of times a… more
- American Express (Phoenix, AZ)
- …oversight, challenge, and guidance to the business on applicable policy and regulatory requirements as related to small business proprietary lending products and ... Development process to assess compliance risks and ensure adherence with regulatory requirements. + Effectively manage the Compliance Issue Management process and… more
- MUFG (Houston, TX)
- …(b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association ... heard and your actions to count?** Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), one of the world's leading financial groups. Across… more
- Wells Fargo (Rochester, NY)
- …work experience, training, military experience, education + US only: Successfully completed Financial Industry Regulatory Authority (FINRA) Series 7, 9/10, and ... accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively… more
- JPMorgan Chase (Jersey City, NJ)
- …mitigation + Familiarity with risk management frameworks, industry standards, and financial industry regulatory requirements + Proficient knowledge and expertise ... that implemented controls are operating effectively and in compliance with regulatory , legal, and industry standards. By partnering with various stakeholders,… more
- JPMorgan Chase (New York, NY)
- …and business processes. + Lead and coordinate end-to-end audit, compliance, and regulatory exams with business leads. + Manage actions and remediation of issues, ... including close out of Regulatory /Audit issues and supporting KEYs submissions. + Review ...degree or equivalent experience required. + 7 years of financial services experience in controls, audit, quality assurance, risk… more
- MUFG (New York, NY)
- …(b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association ... heard and your actions to count?** Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), one of the world's leading financial groups. Across… more
- MUFG (Tampa, FL)
- …(b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association ... actions to count?** Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), one of the world's leading ...to provide guidance and support to operational, business and regulatory teams and will perform expert level database security… more
- MUFG (New York, NY)
- …(b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association ... actions to count?** Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), one of the world's leading ...on changes and potential changes in the sector and regulatory developments is an important part of your job… more
- JPMorgan Chase (Jersey City, NJ)
- …limited to overseeing the production of Executive Reporting and managing complex regulatory requests. You will oversee the development of material that draws ... Management, facilitating informed decision-making + Oversee preparation of materials for Regulatory Meetings to summarize the key focus areas and important updates;… more