- JPMorgan Chase (Plano, TX)
- Join JPMorgan Chase & Co., a leading global financial services firm, as a trusted legal advisor. Be part of a dynamic team that manages legal risks in marketing and ... to build an exciting career in a leading global financial services firm and to play a key part...for in an evolving and dynamic area of the law and business. Depending on the level of experience… more
- Citizens (Westwood, MA)
- …customers/activity that represents a significant risk to Citizens in terms of regulatory compliance, violation of law , or reputation. + Compliance Management: ... negative media, internet research, information from peer banks, and information from law enforcement. As an AML Investigator, you will conduct due diligence… more
- First National Bank of Omaha (Omaha, NE)
- …business units. **The Ideal Candidate for This Role:** + Experience in the financial services industry, specifically consumer regulatory matters and lending, is ... assigned business unit's business/industry, policies and procedures is required. Knowledge of financial industry regulation is a plus, but not required. The primary… more
- PNC (Birmingham, AL)
- …Fair Enforcement for Mortgage Licensing Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority (FINRA), which prohibit the hiring of ... . Understand and remain current with applicable laws and regulations, regulatory drivers, eDiscovery strategies, and cutting-edge technologies Requirements: . JD… more
- Citigroup (Tampa, FL)
- …products and transactions, secured lending and transactional experience at a major law firm or financial institution + Comprehensive knowledge of relevant ... outside the US regarding relevant matters of New York law . The attorney will also work with Citi control...will also work with Citi control functions such as Regulatory , Compliance, Risk, Finance and Tax on issues affecting… more
- New York State Civil Service (New York, NY)
- …cases are often high profile, frequently present complex questions of constitutional law and statutory and regulatory interpretation and generally have ... to continue developing their litigation and trial skills.The Administrative and Regulatory Services Practice Group (ARSPG) is comprised of three (3) sections… more
- USAA (Plano, TX)
- …with external partners, including the National Cyber Forensic Alliance (NCFTA), peer financial institutions (FI) and law enforcement personnel. + Engagement with ... of related financial services or federal, state, local, or military law enforcement investigations experience (in addition to the minimum years of experience… more
- JPMorgan Chase (Jersey City, NJ)
- …investment banking and securities and futures business, specializing in a wide range of financial products for clients worldwide. Join JPMS LLC, a leader in global ... financial services, and play a pivotal role in shaping...with regulations, highlighting control weaknesses, and managing audits and regulatory requirements. **Job Responsibilities:** + Serve as a key… more
- University of Miami (Doral, FL)
- …The Patient Access Representative 3 (On-Site) oversees the registration and financial clearance activities that will facilitate reimbursement for services rendered ... department peers. Core Job Functions: + Obtains, confirms, and enters demographic, financial , and clinical information necessary for financial clearance of… more
- American Express (New York, NY)
- …+ Experience in policy implementation and risk mitigation. + Knowledge of AXP Financial and Regulatory reporting is strongly preferred + Proven record of ... of our largest global partners or creating next year's financial plan, you can influence both our day-to-day P&L...and appropriate controls and documentation exists to stand a regulatory or internal examination or audit. She/He will be… more