- SMBC (New York, NY)
- …application in trading strategies. * Regulatory Compliance: Understanding of regulatory requirements and risk management practices in financial trading. ... SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a...statistical techniques to manage risk and ensure compliance with regulatory requirements. * Collaboration: Work closely with software engineers,… more
- Regions Bank (Birmingham, AL)
- …for marketing purposes, sold, or shared outside of Regions unless required by law . Such information will be stored in accordance with regulatory requirements ... and external parties in risk management across various areas including financial reporting, stress testing, controls, policy and procedure documentation, governance… more
- JPMorgan Chase (Newark, DE)
- …accurate, complete and consistent data is readily available for both internal financial reporting and external regulatory reporting purposes, consumed by both ... skills:** + 5+ years of experience in user-facing product ownership, ideally within financial services and/or regulatory reporting, with a strong foundation in… more
- USAA (Colorado Springs, CO)
- …liability; PIP/MP cases containing severe or catastrophic injuries, serious questions of law , extra contractual exposure or other regulatory penalties to the ... USAA?** At USAA, our mission is to empower our members to achieve financial security through highly competitive products, exceptional service and trusted advice. We… more
- Coinbase (Charlotte, NC)
- …privacy laws specific to financial institutions (eg GLBA) and the global financial regulatory frameworks (eg AML/KYC compliance, PSD2). * CIPP or similar ... onchain platform - and with it, the future global financial system. To achieve our mission, we're seeking a...and Trust & Risk to respond to privacy incidents, regulatory inquiries, law enforcement demands, and other… more
- Parker Hannifin Corporation (Kalamazoo, MI)
- …effective goals, policies, and procedures, and by ensuring contractual and regulatory compliance. Responsibilities * Manages and is accountable for the performance ... Approves resource requirements and effort estimates. Applies understanding of program financial reporting methods. Ensures an effective process to advise other teams… more
- Citigroup (Queens, NY)
- …and drive credible plans to identify root causes and remediate issues/ regulatory findings, working with cross functional leaders across Wealth. + Support ... for operational, compliance and reputational risks, also guiding the development of non- financial stress testing scenarios. + Enable the redesign of Wealth Controls… more
- Takeda Pharmaceuticals (Boston, MA)
- … financial acumen: ability to manage budgets, track expenses, and analyze financial reports. + Experience with management of regulatory vendors. + Experience ... the GRA MPD, Labeling and A&P's budget, track expenses, and analyze financial reports, including outsourcing vendors, to ensure efficient resource allocation. +… more
- TD Bank (New York, NY)
- …finance, regulatory reporting, sales and trading, at a global financial institution. + Firm understanding of securities and derivatives rules and regulations, ... to mid- range planning (eg 6-12 months) + Manages regulatory reviews including inquiries, audits, and exams **Education &...with a registered US broker dealer, regulator, or global financial organization. + JD desirable but not required +… more
- Sallie Mae (Newark, DE)
- …Our benefits take care of the whole you-from physical and mental to financial and professional. You'll get opportunities to further your education and career, ... team as a Manager supporting the Risk Governance, Corporate Policy Office and Regulatory Relations functions. This individual will play a key role in executing… more