- American Express (New York, NY)
- …+ Experience in policy implementation and risk mitigation. + Knowledge of AXP Financial and Regulatory reporting is strongly preferred + Proven record of ... of our largest global partners or creating next year's financial plan, you can influence both our day-to-day P&L...and appropriate controls and documentation exists to stand a regulatory or internal examination or audit. She/He will be… more
- UCHealth (Aurora, CO)
- …offering data-driven insights and recommendations that balance market competitiveness, regulatory compliance, and business strategy. This position is an onsite ... offer hybrid or remote work options. Reports to: Medical Group Chief Financial Officer Dotted Line to: Senior Director of Compensation Key Responsibilities… more
- Mizuho Corporate Bank (New York, NY)
- …or business projects + Assist senior staff in various other duties (ie, tax, financial and regulatory reporting, and financial analysis) + Confirm accuracy ... and reporting to ensure accuracy of the financials + Preparing monthly financial statements, Head Office reporting, BHC reporting and other reports, as needed… more
- Bank of America (Charlotte, NC)
- …and currency markets, in particular debt and capital instruments + Familiarity with financial regulatory environment + Bloomberg and other market sources + SQL ... are guided by a common purpose to help make financial lives better through the power of every connection....its liquidity and capital footprint through evolving market and regulatory environments with an emphasis on attention to detail,… more
- JPMorgan Chase (Jersey City, NJ)
- …and Investment Bank's financial controls, including integrity of financial statements, compliance with external/ regulatory reporting requirements, and ... + Stay up to date with industry trends and accounting and regulatory developments impacting CIB Finance Required qualifications, capabilities and skills + 5+… more
- Wells Fargo (Charlotte, NC)
- …and Outlook) skills **Job Expectations:** + Obtaining and/or maintaining appropriate Financial Industry Regulatory Authority (FINRA) license(s) is required for ... accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively… more
- Wells Fargo (Charlotte, NC)
- …accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively ... accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively… more
- JPMorgan Chase (Wilmington, DE)
- …This commitment is part of our fundamental mission of providing quality financial services to existing and prospective customers in accordance with all applicable ... to keep the fair lending compliance program aligned with industry and regulatory standards. + Create model documentation; work with Control, Audit and Model… more
- Santander US (Boston, MA)
- …* Excellent teamwork, interpersonal and conflict resolution skills. Certifications: * FINRA ( Financial Industry Regulatory Authority) FINRA Series 7, 24, 66 (or ... the requirements for Series 24 - Required. * FINRA ( Financial Industry Regulatory Authority) FINRA Series 53...age, veteran status or any other characteristic protected by law . **Working Conditions** : Frequent minimal physical effort such… more
- MUFG (Chicago, IL)
- …(b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association ... heard and your actions to count?** Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), one of the world's leading financial groups. Across… more